The appellant appealed both conviction and sentence following his guilty plea to 12 counts of fraud.
The appellant sought to set aside his guilty pleas on grounds of involuntariness and inadequate legal advice, and challenged the trial judge's finding of unreasonable delay under s. 11(b) of the Charter.
The Court of Appeal dismissed both appeals, finding the guilty pleas were voluntary and informed, and that the appellant was foreclosed from advancing the s. 11(b) argument once the guilty pleas were upheld.
On sentencing, the court upheld an eight-year federal penitentiary sentence, a restitution order of $6,261,632, and a fine of $6,261,632 in lieu of forfeiture, finding the sentence appropriate given the large-scale, sophisticated Ponzi-like fraud scheme, prior fraud-related criminal record, and significant aggravating factors.