Anthony J. O’Brien

The court dismissed Gorbern Mechanical Contractors Limited’s motion to discharge or stay Feldt Electric Ltd.’s construction lien action, despite Feldt’s non-payment of an adjudicator’s determination.

The decision finds triable issues regarding the contractual scope of work and the fairness and jurisdiction of the adjudication process.

The court declined to stay the action or return security, emphasizing the need for a trial on the merits and the importance of procedural fairness, even where a party is in breach of statutory payment obligations.

The defendant, Corey Sean Libfeld, brought a motion seeking a stay of the action or, alternatively, to prohibit the plaintiff, Pittsburgh Steel Group (PSG), from adducing certain evidence on the basis that PSG’s principal, Zoran Radonjic, violated the deemed undertaking rule by filing documents obtained in discovery with a complaint to the Professional Engineers Ontario (PEO).

The court found a violation of the rule but declined to stay the action, instead prohibiting PSG from adducing specific evidence and ordering costs as a deterrent.

This motion concerned the approval of a class action settlement regarding trailing commissions paid by TD Asset Management Inc. to discount brokers.

The plaintiff alleged improper payments and misrepresentations.

The court approved a $70.25 million settlement for the class, along with the proposed notice plan, distribution protocol, and appointment of an administrator.

The court also approved class counsel fees and disbursements, an interim payment to the litigation funder, release of the funder's security, and an honorarium for the representative plaintiff.

The plaintiff, Peter Ross, brought an unopposed motion to certify a class proceeding against RBC Global Asset Management Inc. and RBC Investor Services Trust.

The action alleges that the defendants breached trust, fiduciary, and contractual duties by paying excessive trailing commissions to discount brokers from mutual fund assets.

The court granted certification, finding all five criteria under section 5(1) of the Class Proceedings Act, 1992, were met, including the disclosure of a cause of action, an identifiable class, common issues, preferable procedure, and a suitable representative plaintiff with a workable plan.

The applicants, Peter and Dorotea Pallotta, sought a declaration under s.178(1)(d) of the Bankruptcy and Insolvency Act (BIA) that the respondent, Licio Edward Cengarle, their former solicitor, was not released from the unpaid balance of a $254,056.89 judgment debt following his bankruptcy discharge.

The debt arose from Cengarle's breach of trust and vicarious liability for his employee's fraudulent mortgage scheme, which involved the misappropriation of the Pallottas' funds from his trust account.

The court found that the debt resulted from misappropriation or defalcation while Cengarle acted in a fiduciary capacity, and the s. 62(2.1) BIA exception for discharge did not apply as the Pallottas did not vote for the proposal.

The court granted the declaration and lifted the statutory stay of proceedings under s. 69.1 of the BIA to allow the Pallottas to enforce their judgment.

This decision concerns the approval of a settlement and a plan of allocation in a securities class action, along with class counsel's fees and disbursements.

The plaintiff sought approval for a US$3 million settlement with the Gatos Defendants and Electrum Group entities, following an earlier settlement with the Tetra Tech Defendants.

The court found the Gatos Settlement to be fair, reasonable, and in the best interests of the class, noting it was reached through arm's length negotiations and recovered a significant portion of estimated damages despite litigation risks.

Class counsel's requested fees (25% contingency) and disbursements were also approved as fair and reasonable, considering the complexity and risks of the multi-stage litigation.

The plaintiff in a certified class action moved to amend the class definition to extend the class period from May 18, 2021, to May 31, 2022.

The defendant opposed, arguing that claims of proposed new class members accruing after the original certification date were statute-barred and not tolled by s. 28 of the Class Proceedings Act, 1992.

The court granted the plaintiff's motion to amend the class definition, finding that while s. 28 does not toll limitation periods for claims accruing after certification for individuals who were not putative class members at the time of certification, the issue of discoverability for these new members should be left to the individual issues phase of the proceeding.

The court also approved the proposed notice plan.

This is a securities class action where the Plaintiff sought approval of a settlement with the Tetra Tech Defendants and pre-settlement orders for a proposed settlement with the Gatos Defendants.

The court approved the C$1,000,000 settlement with the Tetra Tech Defendants, finding it fair, reasonable, and in the best interests of the class.

For the Gatos Defendants, the court granted leave to proceed under section 138.8 of the Securities Act, certified the action as a class proceeding for settlement purposes, and approved the proposed notice plan and ancillary orders, paving the way for a future US$3,000,000 settlement approval motion.

The plaintiff brought an unopposed motion to certify a class proceeding concerning the alleged improper payment of trailing commissions to discount brokers from CIBC mutual funds.

The court applied the five criteria under s. 5(1) of the Class Proceedings Act, 1992, adopting previous judicial analyses for the first four criteria.

The court found the representative plaintiff capable and the proposed litigation and notice plans appropriate, granting the certification order.

In a securities class action, the plaintiff sought multiple orders in advance of a settlement approval motion.

The plaintiff requested leave to proceed against Tetra Tech, Inc. under the Securities Act, leave to discontinue common law negligence and negligent misrepresentation claims against Tetra Tech, and certification of the action as a class proceeding against Tetra Tech for settlement purposes.

Additionally, the plaintiff sought approval to discontinue the action against the Underwriter Defendants based on a Standstill and Tolling Agreement.

The court granted all requested orders, finding that the criteria for leave and certification were met and that the discontinuance against the Underwriter Defendants would not prejudice the class.

This estate litigation involved a dispute between the Estate of William Ronald Parker and his former common-law spouse, Carol Ann Savage, concerning the severance of a joint tenancy of their home.

The Estate sought partition and sale of the property and a priority claim for retail sales tax liability against Ms. Savage.

Ms. Savage counterclaimed, alleging lack of capacity, undue influence, and unjust enrichment.

The court found that Mr. Parker had the capacity to sever the joint tenancy and execute his will, and was not unduly influenced.

The court dismissed Ms. Savage's claim for unjust enrichment, finding she made little contribution to Mr. Parker's care or expenses.

The court ordered the partition and sale of the Broadgreen home, with specific terms for vacant possession, financial assistance to Ms. Savage, and the allocation of costs and liabilities, including Ms. Savage's sole responsibility for the retail sales tax lien.

The plaintiff brought an unopposed motion to certify the proceeding as a class action under the Class Proceedings Act, 1992.

The action alleges that the defendant improperly paid trailing commissions to discount brokers out of mutual fund assets.

The court found that all certification criteria were met, relying on previous decisions in similar cases, and granted the certification order.

The plaintiffs sued the Bank for $80 million, alleging it unlawfully froze their accounts.

The Bank counterclaimed for $4.581 million, representing loans advanced under the HASCAP and CEBA COVID-19 relief programs, alleging the loans were obtained through fraudulent misrepresentation.

The Bank moved for summary judgment to dismiss the plaintiffs' action and grant its counterclaim.

The court denied the plaintiffs' last-minute adjournment request, finding it was a deliberate delay tactic.

The court granted summary judgment, finding the plaintiffs fabricated financial statements and businesses to obtain the loans, which were then improperly transferred to personal investment accounts.

The plaintiffs' action was dismissed, and the Bank was awarded $4.581 million plus substantial indemnity costs.

This endorsement addresses the sequencing of motions in a series of related class actions.

The 2018 plaintiffs sought a temporary stay of the 2022 actions.

The defendants proposed hearing the stay motion concurrently with their summary judgment motions, citing limitation period defenses.

The 2022 plaintiffs argued for their certification motion to proceed if the stay was delayed.

The court, acting as case management judge, directed that the motion to stay be heard first, finding no significant efficiencies in combining it with the summary judgment motions and stating that certification motions should only proceed after summary judgment motions are determined.

Voyager Digital Ltd. applied under Part IV of the CCAA for an Initial Recognition Order of its Chapter 11 proceedings in the United States.

The central issue was whether the US proceeding should be recognized as a 'foreign main proceeding' or a 'foreign non-main proceeding', which depended on determining the company's Centre of Main Interests (COMI).

Despite being incorporated in British Columbia and listed on the TSX, the court found that the company's COMI was in the US, where its operations, management, and principal assets were located.

The court recognized the US proceeding as a foreign main proceeding and granted the requested stay.

The moving party bank brought a motion for an interlocutory Mareva injunction against the responding parties, a group of corporate entities and their sole director, who had obtained over $4.5 million in COVID-19 relief loans.

The bank discovered the corporate entities were previously dissolved and revived shortly before applying for the loans, and that the loan proceeds were diverted to personal investment accounts rather than used for eligible business expenses.

The court found the bank established a strong prima facie case of a fraudulent scheme and a real risk of asset dissipation.

The motion for a Mareva injunction was granted, and costs were awarded to the bank on a partial indemnity scale.

The moving party brought a motion for leave to appeal an order of the Superior Court of Justice.

The Divisional Court dismissed the motion for leave to appeal and awarded costs to the responding party in the amount of $5,000.

The plaintiff sought leave to proceed with a statutory secondary market misrepresentation claim under Part XXIII.1 of the Securities Act and to certify the proceeding as a class action.

The claim alleged that the defendants failed to disclose material risks regarding the potential suspension of a mining license in Guatemala due to a lack of indigenous consultation.

The court found that the plaintiff established a reasonable possibility of success at trial based on credible expert evidence regarding Guatemalan law and economic materiality.

The court granted leave and certified the global class action, rejecting the defendants' objections regarding the representative plaintiff and the inclusion of foreign shareholders.

The plaintiff brought a motion to certify a class action against BMO Investments Inc. on behalf of investors who held BMO Mutual Funds through discount brokers.

The plaintiff alleged that BMO Investments improperly paid trailing commissions to discount brokers out of mutual fund assets, despite discount brokers providing no investment advice.

The court found that the plaintiff's claims for breach of trust, breach of fiduciary duty, breach of contract, breach of the Trustee Act, prospectus misrepresentation, and unjust enrichment all disclosed viable causes of action.

The court certified the class action, including a common issue for aggregate damages, and set the class end date as the date of the certification order.

The defendant in a proposed class action regarding mutual fund trailing commissions sought a direction that its proposed summary judgment motion be heard concurrently with the plaintiff's certification motion.

The court dismissed the request, finding that the summary judgment motion would require significant responding evidence, lengthy cross-examinations, and would increase expense and delay.

The court held that hearing the certification motion first would be more efficient and could narrow the issues for any subsequent summary judgment motion.