Daniel E. H. Bach

This decision approves a class action settlement and class counsel fees in a case involving optionally retrievable inferior vena cava filters.

The class action alleged that the defendants failed to properly warn of increased risks of complications.

The settlement provides for a claims-made pool for significant claims and a second pool for administration, notice, and legal fees.

The court found the settlement fair, reasonable, and in the best interests of the class, considering the litigation risks and complexity.

Class counsel's requested fees, which were less than their docketed time, were also approved as reasonable given the results achieved and risks undertaken.

The representative plaintiffs in a certified class action against Cook (Canada) Inc., Cook Incorporated, and William Cook Europe APS moved for court approval of a notice plan for a proposed settlement.

The class action concerned optionally retrievable inferior vena cava filters.

The court reviewed the proposed short-form and long-form notices and the dissemination plan, finding them compliant with the Class Proceedings Act, 1992.

The motion for approval of the notice plan was granted.

This class action is in the settlement administration phase.

Class Counsel sought an order appointing Doug Mitchell as a bilingual arbitrator to assess appeals filed by class members regarding claims administrator decisions, as contemplated by the court-approved Administration Protocol.

The court granted the motion, finding Mr. Mitchell qualified and his appointment consistent with the fair and expeditious determination of class member appeals under section 12 of the Class Proceedings Act, 1992.

Class Counsel brought a motion for approval of a further instalment of fees in an ongoing competition law class action regarding alleged price-fixing in the foreign exchange market.

The plaintiffs had settled with fourteen groups of defendants and the action continued against the remaining non-settling defendants.

The court reviewed the risks undertaken, the results achieved, and the docketed time, finding the requested fees of $6,325,000, plus costs and disbursements, to be fair and reasonable.

The fee request was approved.

The plaintiffs in a class action regarding foreign exchange price fixing brought a motion to amend the Distribution Protocol for the $110 million settlement proceeds.

The proposed amendments included transferring unused funds from the Indirect Claims Fund to the Direct Claims Fund, setting a minimum $1,000 payout for approved Direct Claimants, and removing the requirement to consider compensation received in other jurisdictions.

The court granted the motion, finding the amendments were administrative, imposed no additional burden on the defendants, and fell within the court's broad discretion under section 12 of the Class Proceedings Act, 1992.

In a class action where core negligence claims were dismissed on appeal and the remaining "knowing assistance" claim was conceded as having no prospect of success, the action was formally dismissed.

The defendant auditor sought $485,000 in costs for defending the action.

The Law Foundation of Ontario (LFO), which funded the plaintiff through the Class Proceeding Fund, resisted this amount, arguing that previous costs awards covered the merits.

The court found the defendant was entitled to costs for the "knowing assistance" claim but deemed the requested amount excessive.

Applying a 40% discount to the plaintiff's estimated actual costs for this component, the court awarded $68,000 for the action and an additional $4,000 for the costs motion, totaling $72,000, payable by the LFO/CPF to the defendant.

The Plaintiffs sought partial indemnity costs and disbursements totaling $1,391,715.45 following a successful, but partially limited, certification motion in a class action against several financial institutions.

The Defendants argued for a significant reduction, citing their substantial success in narrowing the class definition and potential double recovery from prior settlements.

The court awarded the Plaintiffs $700,000 in legal fees and HST, payable forthwith, and ordered disbursements of $468,705.06 payable in the cause.

The reduction in fees reflected the Defendants' success in streamlining the class action and reducing their potential liability, which the court deemed important for the integrity of the class actions regime and to discourage overambitious claims, without constituting a distributive costs award.

The representative plaintiffs and class counsel sought approval of a $21 million settlement in two certified class actions concerning allegedly defective transvaginal mesh devices.

They also sought approval of class counsel fees, disbursements, a distribution protocol, and honoraria for the representative plaintiffs.

The court found the settlement, distribution plan, and fee requests to be fair, reasonable, and in the best interests of the class.

The motion was granted, approving the settlement, the distribution protocol, class counsel fees of approximately $4.17 million, and honoraria for the representative plaintiffs.

Plaintiffs' counsel brought a motion seeking court approval of their contingency fee retainer agreement, class counsel fees, disbursements, and an honorarium for the representative plaintiff, Soheil Kafai, following a class action settlement.

The court considered factors for reasonableness of fees, including complexity, risk, responsibility, monetary value, importance to the class, skill, results, and opportunity cost.

The court approved the retainer agreement, fees, disbursements, and a $1,000 honorarium for the representative plaintiff, finding them fair and reasonable.

The plaintiffs sought court approval for a class action settlement and allocation plan concerning a Hepatitis A contamination recall of frozen fruit.

The court approved the $3,000,000 settlement, finding it fair, reasonable, and in the best interests of the class, considering the arm's length negotiations, lack of significant objections, and risks of continued litigation.

The plan allocated funds across four categories: purchasers, immunized members, bodily injury members, and family members/health insurers.

The plaintiffs in a proposed class action brought a pre-certification pleadings motion to replace a representative plaintiff and add Scarsview Motors Ltd. as a defendant, intending to certify a defendant class of FCA dealers.

Scarsview resisted its addition, arguing prejudice and unsuitability as a representative.

The court granted the plaintiffs' motion, finding the causes of action against Scarsview properly pleaded and its addition necessary to preserve potential remedies related to implied warranties.

The court deferred Scarsview's affidavit evidence regarding prejudice and unsuitability to the certification stage, emphasizing that such issues are best addressed on a proper record at certification, not on a pleadings motion.

Costs were awarded to the plaintiffs.

The appellant successfully appealed a summary judgment in a class proceeding.

The motion judge had found that the auditor owed a duty of care to the investor clients of Buckingham Securities regarding the audit of Form 9 reports filed with the Ontario Securities Commission.

The Court of Appeal reversed this decision, finding no duty of care was owed despite the auditor's negligence.

The appeal addressed the application of the Anns/Cooper test for establishing duty of care.

The court awarded the successful appellant costs on a partial indemnity basis.

A class action was brought against an auditor for negligently auditing Form 9 reports filed with the Ontario Securities Commission that falsely confirmed a securities dealer's compliance with segregation and minimum capital requirements.

The dealer subsequently failed and investors lost millions.

The motion judge granted summary judgment for the class, finding the auditor owed a duty of care.

The Court of Appeal reversed, holding that no duty of care existed because there was insufficient proximity between the auditor and the class members.

The class members never saw or knew of the Form 9 reports, made no representations to them, and the interposition of the OSC and the dealer between the auditor and the class rendered the relationship too remote.

This is a counsel fee approval motion in an ongoing competition law class action.

Class counsel sought approval for an additional $13.7 million in fees, bringing the total to approximately $19.7 million, representing an 18.5% contingency fee or a 3.8 multiplier on docketed time, based on $107 million in settlements achieved to date.

The court considered factors such as risk, complexity, skill, and results, and assessed the degree of success as 19% of the estimated damages.

The court found the requested fee to be unreasonable and reduced the additional fee to $7 million, resulting in a total fee of $13 million, representing a 12% contingency fee or a 2.5 multiplier.

The court emphasized the need to balance incentives for class counsel with the access to justice principles of the Class Proceedings Act, 1992, and to avoid overcompensating counsel, which could disincentivize further robust litigation against non-settling defendants.

This motion concerned the approval of an Administration Protocol and a Distribution Protocol for the net proceeds of court-approved settlements in an ongoing class action alleging a conspiracy among financial institutions to fix prices in the foreign exchange (FX) market.

The court reviewed the proposed protocols, which differentiated between direct and indirect claimants, allocated funds (80% direct, 20% indirect), and incorporated expert analysis for damage calculation, conversion ratios, and liquidity factors.

The court found the protocols to be fair, reasonable, and in the best interests of the class, approving them without objection.

The plaintiff, Barry Lavender, representing a class of investors, moved for summary judgment on five common issues in a class action against Miller Bernstein LLP, the auditor of a defunct securities dealer, Buckingham Securities.

The class members suffered $10.6 million in losses due to Buckingham's failure to segregate client assets and maintain minimum capital, which the defendant auditor negligently failed to report in Form 9s filed with the Ontario Securities Commission (OSC).

The court applied the Anns-Cooper analysis to establish a duty of care owed by the auditor to the class members, finding sufficient proximity and foreseeability, and no concerns of indeterminate liability.

The court found that Buckingham was required to segregate assets and failed to do so, and that the defendant breached its duty of care, causing damages.

However, the court could not determine the quantum of damages on a class-wide basis from the evidence presented.

The Superior Court of Justice approved a $69 million settlement in a securities class action against Manulife Financial Corporation, along with the plan of allocation, honoraria for representative plaintiffs, class counsel's contingency fees, and a preliminary commission for a third-party litigation funder.

The court found the late-stage settlement to be fair and reasonable, considering the extensive litigation and identified risks, including compelling evidence of market understanding of Manulife's hedging practices, a reasonable investigation defense, arguments against corrective disclosure, the impact of the economic crisis, and the dismissal of a parallel U.S. action.

This decision concerns a resumed certification motion for a proposed class action against Boston Scientific Ltd. and Boston Scientific Corporation regarding transvaginal mesh medical devices.

The plaintiffs, Susan and Darin Vester, alleged negligent design and failure to warn.

Following an initial adjournment due to a lack of common issues, new expert evidence was presented demonstrating a "some-basis-in-fact" for common issues related to the degradation of the polypropylene mesh (HGX-030-01) and the inadequacy of warnings in the Directions For Use (DFU).

The court found that the new evidence sufficiently identified a discrete defect common to all devices and a plausible medical theory of harm, satisfying the common issues and preferable procedure criteria.

The motion to certify the class action was granted.

The Court addressed three securities class action appeals on whether limitation periods for statutory secondary-market misrepresentation claims are suspended before leave is granted, and on related nunc pro tunc, special circumstances, leave-threshold, and certification issues.

The CIBC and IMAX appeals were dismissed, while the Celestica appeal was allowed.

In a leave application under Part XXIII.1 of the Securities Act alleging failure to disclose a material change in mining operations, the parties brought competing motions to strike expert and fact affidavits.

The respondents sought to strike the applicant’s mining expert affidavit on the basis that it improperly opined on legal issues, relied on false assumptions, and lacked independence.

The applicant sought to strike several fact and expert affidavits filed by the respondents, arguing they violated Rule 39.01(5), relied on hearsay, and attempted to shield witnesses from cross-examination.

The court held that expert evidence may rely on second-hand information and that Rule 39.01(5) does not govern admissibility of expert opinion.

The alleged conflicts and factual disputes affected weight rather than admissibility.

Both motions to strike were dismissed and no costs were awarded.