Ian C. Matthews

The applicants, former officers of the respondent corporation, brought applications for advance funding of their legal fees to defend an action alleging complex commercial fraud.

The applications were brought pursuant to the corporation's Unanimous Shareholders Agreement and section 124 of the Canada Business Corporations Act.

The court applied the strong prima facie case test to determine if advance funding should be denied due to bad faith.

The court dismissed the application of the former CEO, finding a strong prima facie case of fraud had been established against him in a related Mareva injunction motion.

The court granted the application of the former COO, as the evidence did not establish a strong prima facie case of fraud against him.

The plaintiff consultant brought a motion to enforce a contractual indemnification provision for the advance payment of legal fees by the defendant companies.

The motion was brought before the close of pleadings.

The court found that the corporate indemnity provisions of the CBCA and OBCA did not apply because the consultant was a corporation, not an individual officer or director.

However, the court dismissed the motion, concluding that the relief sought effectively amounted to a partial summary judgment or a mandatory injunction, and the plaintiff had not complied with the requirements for either.

The appellant appealed an order dismissing a motion for certification of a class proceeding against the respondents for alleged systemic negligence in connection with overcharging for electricity supply caused by a new billing system.

The Divisional Court upheld the motion judge's finding that there was no common harm to the class, as the alleged systemic negligence produced a multiplicity of errors that were harmful, neutral, or beneficial to different class members.

The court concluded that the proposed common issues were not substantial ingredients of each class member's claim and that a class action was not the preferable procedure.

The appeal was dismissed.

The Plaintiffs, Khurram Shah and Alpina Holdings Inc., brought a competition law class action against numerous defendants concerning an alleged price-fixing conspiracy for Lithium Ion Battery Cells (LIBs).

This decision addresses the Plaintiffs' motion for court approval of settlement agreements reached with three groups of defendants: NEC Corporation and NEC Tokin Corporation (collectively 'NEC'), Samsung SDI Co., Ltd. and Samsung SDI America, Inc. (collectively 'Samsung'), and Sony Corporation, Sony Energy Devices Corporation, Sony Electronics, Inc., and Sony of Canada Ltd. (collectively 'Sony').

The Plaintiffs also sought approval of class counsel fees and disbursements related to these settlements.

The court reviewed the settlements for fairness, reasonableness, and best interests of the class, considering factors such as likelihood of success, counsel's recommendation, and absence of objections.

The court also assessed the reasonableness of the requested contingency fees and disbursements.

The court approved all three settlement agreements and the requested class counsel fees and disbursements.

This is the third appeal in a class action arising from the acquisition of London Life by Great-West Life.

The class alleged that participating policy account (PAR) transactions violated the Insurance Companies Act.

The trial judge found breaches and awarded class counsel fees of $16.4 million with a first charge over the $56.43 million returned to PAR accounts, awarded $4 million in partial indemnity costs to the class, and imposed a levy in favour of the Law Foundation of Ontario.

The appellants challenged the class counsel fees, costs award, and levy.

The majority upheld all trial judge decisions, while the dissent argued that no monetary award was made to the class and therefore no charge could attach to the PAR accounts.

The Association of Professional Engineers of Ontario appealed a Discipline Committee decision dismissing allegations against a member and his professional corporation.

The Committee found it lacked jurisdiction over the corporation's conduct prior to it obtaining a Certificate of Authorization, and dismissed allegations against the member regarding failure to complete contracted work due to insufficient evidence.

The Divisional Court dismissed the appeal, holding that the Committee's interpretation of its home statute regarding pre-licensure jurisdiction was reasonable and correct, and its factual findings regarding the scope of the contract were reasonable and entitled to deference.

Following a series of motions and applications in a complex family estate and joint venture dispute, the court determined the appropriate costs awards.

The court awarded partial indemnity costs to Mattamy Homes for an abandoned summary judgment motion and a successfully defended summary judgment motion.

The litigation guardian was also awarded partial indemnity costs.

However, the joint attorneys for property were awarded substantial indemnity costs of $180,000 against the Bistricers, as the court found the Bistricers' conduct in the litigation to be reprehensible, duplicitous, and driven by ulterior motives.

The plaintiff brought a motion to certify a class action against Hydro One Networks on behalf of customers who were allegedly overcharged due to a malfunctioning customer information system (CIS) implemented in 2013.

The plaintiff advanced claims for breach of contract, negligence, and unjust enrichment, seeking $100 million in aggregate damages.

The court dismissed the certification motion, finding that the proposed common issues lacked commonality because the alleged systemic negligence produced a multiplicity of errors requiring individual inquiries.

The court also found that a class proceeding was not the preferable procedure, as individual issues trials would be inevitable and the Ontario Energy Board's complaint process offered a superior alternative for resolving the billing disputes.

The defendant, Her Majesty The Queen in Right of Ontario, brought a motion to stay an order dated August 4, 2017.

Following the Divisional Court's dismissal of Ontario's motion for leave to appeal on October 3, 2017, the Superior Court of Justice dismissed the motion to stay as moot.

Costs of the motion were reserved to the disposition of the defendants' motions for summary judgment.

The plaintiffs sought costs of $132,992.26 after successfully opposing the defendants' motions to quash summonses.

The defendants argued that costs should be reserved to the disposition of upcoming summary judgment motions, or alternatively that the costs claimed were excessive.

The court found that the plaintiffs' costs outline did not sufficiently delineate the time spent on the motions to quash versus other related motions.

Due to the lack of required facts and detailed submissions, the court reserved the costs of the motions to quash to the hearing of the motions for summary judgment.

The defendants, Ontario and OLG, brought motions to quash summonses to witness served by the plaintiffs on 13 non-parties, including former and current Cabinet ministers, in advance of pending summary judgment motions.

The plaintiffs sought to examine these witnesses under Rule 39.03 regarding the cancellation of the Slots at Race Tracks Program (SARP).

The court held that the defendants had standing to challenge the summonses and that the plaintiffs had met the low threshold of showing the proposed witnesses might have relevant evidence.

The court rejected arguments that the examinations were an abuse of process or barred by Cabinet confidentiality at this stage.

However, the court quashed the summonses served on Premier Kathleen Wynne and Minister Ted McMeekin on the basis of parliamentary privilege, as they were sitting members of the legislature.

The plaintiffs in a proposed class action alleging a conspiracy to fix prices in the FX Market brought a motion to certify the action for settlement purposes and approve settlements with four groups of defendants (Barclays, HSBC, RBS, and Standard Chartered PLC).

The court reviewed the motion record and found that all criteria for certification under s. 5 of the Class Proceedings Act, 1992 were satisfied, even with a less rigorous application in a settlement context.

The motion was granted, certifying the action for settlement purposes and approving the settlements.

Her Majesty the Queen in Right of Ontario (HMQ) sought an order to enforce an agreement between counsel to delay examinations under Rule 39.03 pending a motion to quash summonses, or alternatively, to stay the summonses.

The court applied the RJR MacDonald test for a stay, finding a serious issue to be tried regarding the quashing of summonses and the standing of HMQ/OLG to quash summonses for unrepresented witnesses.

The court determined that proceeding with examinations would cause irreparable harm to HMQ's legal interests by rendering the motion to quash moot.

The balance of convenience favoured HMQ, and the motion to stay the summonses was granted.

This class action involved two motions: approval of three settlements totaling $39.2 million in an FX market price-fixing conspiracy case, and approval of Class Counsel's fees and disbursements.

The court approved the settlements, finding them fair and reasonable given the litigation risks and the stage of the proceedings.

However, the court partially denied Class Counsel's request for $9.8 million in fees, approving only an additional $2 million, citing that the achieved recovery (5 cents on the dollar against a potential $1 billion loss) was respectable but not "very good" and that the claimed litigation risks were somewhat exaggerated given prior regulatory findings and U.S. settlements.

The court emphasized the need for diligence in approving contingency fees in settlements to ensure they are provident for class members, not just counsel.

The plaintiffs brought a motion for leave to appeal an order to the Divisional Court, while simultaneously filing an appeal with the Court of Appeal due to uncertainty over whether the order was final or interlocutory.

The defendants requested that the motion for leave to appeal be adjourned sine die pending the Court of Appeal's determination.

The court granted the defendants' request, holding that where simultaneous proceedings are launched in two different courts over the same issue, the proceeding in the lower court should be held in abeyance to conserve judicial resources.

Following a successful motion by the defendants to prevent the plaintiffs from using extra-jurisdictional procedures to acquire documents from non-parties, the defendants sought partial indemnity costs of $75,365.38.

The plaintiffs argued for reduced costs of $15,000, citing the novelty and public interest of the issue under section 31 of the Class Proceedings Act, 1992.

The court rejected the plaintiffs' argument, finding the issue was not legally novel in a way that justified denying costs and noting the plaintiffs' conduct was improper.

The court awarded the defendants their costs as claimed.

In a proposed national class action alleging price-fixing in the foreign exchange market, the plaintiffs obtained an ex parte subpoena in the United States under 28 U.S.C. §1782 to compel pre-certification discovery from a non-party, Bloomberg LP.

The defendants brought a motion to enjoin the plaintiffs from taking any steps in furtherance of the subpoena without authorization from the Ontario court.

The court granted the motion, finding that the plaintiffs had circumvented Ontario's rules and jurisprudence regarding the discovery of non-parties and pre-certification discovery in class actions.

The court held that it has jurisdiction to control its own process and regulate the examination of non-parties for an Ontario action.

The plaintiffs brought a proposed class action alleging that the defendant financial institutions conspired to fix prices in the foreign exchange (FX) market.

The plaintiffs reached settlement agreements with three groups of defendants (Goldman Sachs, JPMorgan, and Citi) totaling $39.25 million.

The plaintiffs moved for an order certifying the action as a class proceeding for settlement purposes against these settling defendants and approving the notice plan.

The court found that the criteria for certification under section 5 of the Class Proceedings Act, 1992 were satisfied and granted the order.

The plaintiffs brought a class action alleging that numerous financial institutions conspired to manipulate the foreign exchange market.

The plaintiffs reached early settlements with three groups of defendants (UBS, BNP, and Bank of America) totaling $15,950,000.

The plaintiffs sought court approval of the settlements and Class Counsel's fee request.

The court approved the settlements, finding them fair, reasonable, and in the best interests of the class, particularly given the litigation risks and the value of the settling defendants' cooperation.

The court also approved Class Counsel's fee request of $3,987,500 plus disbursements.

The defendants sought leave to appeal an interlocutory order approving the plaintiff's discovery plan in a class action for unpaid overtime.

The defendants argued the order conflicted with established principles of relevance in class actions.

The Divisional Court dismissed the motion, finding no reason to doubt the correctness of the motion judge's decision on relevance and concluding it was not desirable to grant leave.