In a proposed class action arising from a train derailment, the defendants communicated directly with several putative class members during the pre‑certification stage and offered individual settlements in exchange for releases.
The plaintiffs sought disclosure of the releases, rescission of the settlements, and an order preventing further communications between the defendants and putative class members.
The court held that there was no evidence of misconduct or breach of the Rules of Professional Conduct because the communications were sent by the defendants rather than their counsel and there was no proof the defendants knew the recipients were represented.
However, to preserve the integrity of the proposed class proceeding, the court ordered disclosure of the releases and required the defendants to provide class counsel with copies of any future correspondence seven days before distribution while prohibiting communication with putative class members known to be represented.
Rescission of the settlements was refused due to the absence of evidence supporting grounds such as misrepresentation, duress, or unconscionability.