Who is Timothy Moseley?

Timothy Moseley is a vice-chair and chair of the panel at the Capital Markets Tribunal with 151 decisions on record from 2015 to 2026. Key areas include securities law, administrative law, corporate/commercial law.

What tribunal does Timothy Moseley sit on?

Timothy Moseley has sat on Capital Markets Tribunal and Ontario Securities Commission.

What areas of law does Timothy Moseley decide?

Timothy Moseley's most common areas include Securities Law (150 decisions), Administrative Law (124 decisions), Corporate/Commercial Law (5 decisions). Timothy Moseley has handled 151 decisions across 4 areas.

How many decisions has Timothy Moseley made?

Timothy Moseley has 151 decisions on record from 2015 to 2026 across 2 tribunals.

Who frequently appears before Timothy Moseley?

Representatives who frequently appear before Timothy Moseley include Mark Bailey, Mark Bailey, Melissa MacKewn.

/Adjudicator

minicounsel

Timothy Moseley — Vice-Chair and Chair of the Panel

Securities Law

Administrative Law

Corporate/Commercial Law

Criminal and Quasi-Criminal Law

Timothy Moseley

Vice-Chair and Chair of the Panel·Capital Markets Tribunal·Since 2015

OCMT OSC

151

cases · 12 yrs · OCMT, OSC

Trial

Motion

Costs

Appeal

Sentencing

Commissioner· 25Adjudicator· 22Vice-Chair and Chair of the Panel· 22Vice-Chair and Chair of the Panel· 17chair of the panel· 13Commissioner and Chair of the Panel· 11Commissioner and Chair of the Panel· 8Commissioner· 7

Permanent market bans ordered against respondent following criminal conviction for $7.5 million mortgage investment fraud.

Staff of the Ontario Securities Commission sought an order imposing permanent market bans on the respondent under subsections 127(1) and (10) of the Securities Act.

The respondent had previously been convicted of criminal fraud over $5,000 for operating a $7.5 million mortgage investment Ponzi scheme and was sentenced to seven years in prison.

The respondent conceded to the conditions of the order requested by Staff.

The Commission found that the respondent's conduct was highly abusive and detrimental to the integrity of the capital markets.

To protect the public interest and provide specific and general deterrence, the Commission ordered permanent cease trade and market prohibition bans against the respondent.

Andre Lewis, 2015 ONSEC 31

Timothy Moseley

OSC0 cases2015–2026

Sarah B. Kavanagh

OSC0 cases2011–2015

OSCOntario Securities CommissionAug 5, 2015

Exemptive relief from dealer registration and prospectus requirements granted for trades to Capital Accumulation Plans.

Sightline Pension Solutions Inc. applied to the Ontario Securities Commission for exemptive relief from the dealer registration and prospectus requirements in respect of trades in mutual funds to Capital Accumulation Plans (CAPs) and Non-Tax Assisted CAPs.

The Commission granted the requested relief, subject to conditions including disclosure requirements, investment decision-making tools, and contribution limits for Non-Tax Assisted CAPs.

Sightline Pension Solutions Inc. (Re), 2015 CanLII 47102

Timothy Moseley

OSC0 cases2015–2026

Raymond Chan

OSC0 cases2010–2018

Monica Kowal

OSC0 cases2014–2017

OSCOntario Securities CommissionJul 31, 2015

Exemptive relief granted to permit investment funds to use U.S. Blocker Corporations to avoid double-taxation.

CI Investments Inc. applied for exemptive relief on behalf of its investment funds to permit them to invest in U.S. Blocker Corporations.

The relief was sought to avoid double-taxation on capital gains and income from investments in U.S. pass-through issuers.

The Ontario Securities Commission granted the requested relief from various provisions of National Instrument 81-102, National Instrument 31-103, and the Securities Act, subject to certain conditions regarding the structure and voting control of the U.S. pass-through issuers.

CI Investments Inc., 2015 CanLII 47406

William J. Furlong

OSC0 cases2015–2024

Vera Nunes

OSC0 cases2008–2018

Timothy Moseley

OSC0 cases2015–2026

OSCOntario Securities CommissionJul 24, 2015

Exemptive relief granted to ETFs from underwriter's certificate, prospectus form, and take-over bid requirements.

The applicant applied for exemptive relief on behalf of existing and future exchange-traded funds from the underwriter's certificate requirement, the prospectus form requirement, and the take-over bid requirements.

The Commission granted the requested relief, subject to conditions including the filing and delivery of a Summary Document or ETF Facts, and specific disclosures in the prospectuses.

Lysander Funds Limited (Re), 2015 CanLII 45331

Timothy Moseley

OSC0 cases2015–2026

Janet Leiper

OSC0 cases2009–2019

OSCOntario Securities CommissionJul 21, 2015

Exemptive relief granted declaring that the specified investment funds are no longer reporting issuers.

The applicants, IA Clarington Investments Inc. and T.E. Investment Counsel Inc., applied for a decision that several investment funds are not reporting issuers in the applicable jurisdictions.

The funds ceased offering units under a prospectus and are now only distributed to managed account clients or accredited investors.

The Ontario Securities Commission, as principal regulator, granted the requested exemptive relief, noting that ceasing to be a reporting issuer would reduce regulatory and financial burdens for the funds.

IA Clarington Investments Inc. and T.E. Investment Counsel Inc. (Re), 2015 CanLII 48584

Timothy Moseley

OSC0 cases2015–2026

Janet Leiper

OSC0 cases2009–2019

OSCOntario Securities CommissionJul 14, 2015

Exemption from take-over bid requirements granted for exchange-traded funds to preserve unit liquidity.

The applicant applied for a decision to revoke prior relief and exempt its existing and future exchange-traded funds from the take-over bid requirements under Ontario securities legislation.

The Ontario Securities Commission granted the requested exemption, noting that the application of take-over bid requirements would adversely impact unit liquidity and that the pricing mechanism of the funds deters control premiums.

Invesco Canada Ltd. (Re), 2015 CanLII 45721

Yvonne Chisholm

25 cases2004–2021

Mark Skuce

5 cases2013–2021

Johanna Braden

119 cases2001–2026

William J. Furlong

OCMT0 cases2015–2024

Timothy Moseley

OCMT0 cases2015–2026

Mary G. Condon

OCMT0 cases2009–2016

OCMTCapital Markets TribunalJul 13, 2015

Mutual fund representative's registration suspended for six months for forging client signatures and using pre-signed forms.

The applicant, a mutual fund dealing representative, applied for a hearing and review of a Director's decision suspending his registration for six months.

Over a ten-year period, the applicant had forged client signatures, obtained pre-signed forms, and provided incorrect answers on compliance questionnaires.

The Commission found that the applicant's conduct was fundamentally dishonest, rendering him unsuitable for registration and in breach of Ontario securities law.

The Commission ordered that the applicant's registration be suspended for six months.

Christopher Reaney, 2015 ONSEC 23

Julia Dublin

7 cases2009–2018

Catherine Weiler

17 cases2009–2018

Timothy Moseley

OCMT0 cases2015–2026

Janet Leiper

OCMT0 cases2009–2019

Christopher Portner

OCMT5 cases2011–2024

OCMTCapital Markets TribunalJul 2, 2015

Motion for a preliminary hearing to determine if an offering was an investment contract dismissed.

The moving parties, subject to enforcement proceedings by the Ontario Securities Commission, brought a motion seeking a preliminary hearing to determine whether their software licensing arrangement constituted an 'investment contract' under the Securities Act.

They argued that Staff's decision to bring enforcement proceedings after lengthy cooperative communications amounted to unfairness.

The Commission dismissed the motion, finding no legal precedent or statutory authority to grant a conditional stay or separate preliminary hearing on the merits of the allegations.

Edward Furtak et al., 2015 ONSEC 22

William J. Furlong

OSC0 cases2015–2024

Timothy Moseley

OSC0 cases2015–2026

OSCOntario Securities CommissionJun 26, 2015

Exemption from prospectus requirement granted for spin-off distribution of subsidiary shares to Canadian shareholders.

Masco Corporation applied for an exemption from the prospectus requirement under section 53 of the Securities Act in connection with the distribution of shares of its wholly-owned subsidiary, TopBuild Corp., to Masco shareholders resident in Canada.

The distribution is part of a spin-off transaction.

The Ontario Securities Commission granted the requested relief, provided that the first trade in TopBuild Shares issued in connection with the spin-off is deemed a distribution unless certain resale conditions are met.

Masco Corporation (Re), 2015 CanLII 37255

Simon Bieber

In Private Practice79 cases2011–2026

Pamela Sidey

7 cases2014–2016

Lucas Lung

2 cases2015–2018

Jennifer Lynch

18 cases2012–2018

Alan Merskey

1 case2015–2015

Timothy Moseley

OCMT0 cases2015–2026

Alan Lenczner

OCMT0 cases2013–2016

OCMTCapital Markets TribunalMay 29, 2015

Disclosure of confidential investigation transcripts authorized for use in civil action against applicants' former lawyers.

The applicants, claiming to be victims of a Ponzi scheme, sought a disclosure order under section 17 of the Securities Act to obtain transcripts and materials from a Commission investigation.

They sought these materials to assist in a civil action against their former lawyers, alleging breach of fiduciary and professional duties during the investigation.

The Commission found that, unlike typical cases where disclosure is sought against the subjects of an investigation, the applicants sought disclosure against their own lawyers regarding their conduct before the Commission.

Finding no appreciable confidentiality interest remaining and no risk to the concluded investigation, the Commission held it was in the public interest to authorize disclosure of the section 13 transcripts and related communications.

Davide Amato and S.A. Capital Growth Corp. v. Peter Welsh, Julia Dublin and Aylesworth LLP, 2015 ONSEC 16

Claire Devlin

1 case2015–2015

Timothy Moseley

OCMT0 cases2015–2026

Alan J. Lenczner, QC

OCMT0 cases2013–2016

OCMTCapital Markets TribunalMay 13, 2015

Reciprocal trading and registration bans imposed based on an Alberta Securities Commission settlement agreement.

Staff of the Ontario Securities Commission sought a reciprocal order under subsection 127(10) of the Securities Act against the respondent, who had previously entered into a settlement agreement with the Alberta Securities Commission.

In the Alberta settlement, the respondent admitted to unregistered trading, advising, and illegal distribution of securities, as well as concealing information from investigators.

The respondent took no position on the Ontario hearing and stated he had no intention to carry on business in Ontario.

The Commission found that the threshold for a reciprocal order was met and that it was in the public interest to impose prospective trading and registration bans mirroring those imposed in Alberta to protect Ontario investors.

In the Matter of Gordon Mak, 2015 ONSEC 14

Page 8 of 8 (151 cases)

appearing on his own behalf

Bradley JonesSelf-represented
1 appearance

Appearing on his own behalf

Nayeem AlliSelf-represented
1 appearance
Matthew LavertySelf-represented
1 appearance

for A1 Co., A2 Co., A3 Co. and A4 Co.

Alexander CobbCounsel
1 appearance
Ankita GuptaCounsel
1 appearance
Lawrence E. RitchieCounsel
1 appearance

For Aberdeen International Inc.

Steven SoferCounsel
1 appearance
Andrew LocatelliCounsel
1 appearance
Scott KuglerCounsel
1 appearance

for Aimia Inc.

James RenihanCounsel
2 appearances
Mark LaschukCounsel
2 appearances
Orestes PasparakisCounsel
2 appearances

For Aimia Inc.

James RenihanCounsel
1 appearance
Mark LaschukCounsel
1 appearance
Orestes PasparakisCounsel
1 appearance

For Alexander Francis Cuthbert Holmes

Dan ThomasCounsel
1 appearance
Melissa MacKewnCounsel
1 appearance

For Alex Tapscott

Usman SheikhCounsel
1 appearance
Steven SoferCounsel
1 appearance

For AlphaNorth Asset Management and Steven Douglas Palmer

Laura PagliaCounsel
1 appearance

for Andre Itwaru

Kevin RichardCounsel
2 appearances

for Andrew Mushore

Jonathan WansbroughCounsel
3 appearances
David A. HausmanCounsel
2 appearances

For Andrew Mushore

Jonathan WansbroughCounsel
2 appearances
David A. HausmanCounsel
1 appearance

for Argosy Securities Inc. and Keybase Financial Group Inc.

Kevin RichardCounsel
1 appearance

For Argosy Securities Inc. and Keybase Financial Group Inc.

Joseph GroiaCounsel
1 appearance
David SischyCounsel
1 appearance
Kevin RichardCounsel
1 appearance

For Aristotelis Mistakidis

Shara N. RoyCounsel
1 appearance
Tom CurryCounsel
1 appearance

for Aurora Cannabis Inc.

Brett HarrisonCounsel
1 appearance
Geoff MoysaCounsel
1 appearance
Leila RafiCounsel
1 appearance
Paul DavisCounsel
1 appearance
Stephen Brown-OkruhlikCounsel
1 appearance

For Aux Cayes Fintech Co. Ltd.

Brad MooreCounsel
1 appearance
Tina CodyCounsel
1 appearance

for Ava Trade Ltd.

Lawrence E. RitchieCounsel
1 appearance
Lia BruschettaCounsel
1 appearance

For Bardya Ziaian

Joseph GroiaCounsel
1 appearance
Trevor FairlieCounsel
1 appearance

For BDO Canada LLP

Doug McLeodCounsel
1 appearance
Melissa FeriozzoCounsel
1 appearance

For Binance Holdings Limited

Brianne TaylorCounsel
1 appearance
Caitlin R. SainsburyCounsel
1 appearance
Graeme HamiltonCounsel
1 appearance
Teagan MarkinCounsel
1 appearance

for Bitfarms Ltd.

Dennis PetersonCounsel
1 appearance

for Black Panther Trading Corporation and himself

Charles Robert GoddardSelf-represented
1 appearance

For BMO Nesbitt Burns Inc., BMO Private Investment Counsel Inc., BMO Investments Inc. and BMO InvestorLine Inc.

Linda FuerstCounsel
1 appearance

for Bradley Jones

Chris SomervilleCounsel
1 appearance

For Brian Michael Sutton

Daphne HooperCounsel
1 appearance
Kenneth A. DekkerCounsel
1 appearance

For Bybit Fintech Limited

Rebecca SimCounsel
1 appearance
Brigeeta RichdaleCounsel
1 appearance

for Caldwell Investment Management Ltd.

René SorellCounsel
1 appearance
Shane D’SouzaCounsel
1 appearance

for Calfrac Well Services Ltd.

Robert StaleyCounsel
1 appearance
Brent KrausCounsel
1 appearance
Chris SimardCounsel
1 appearance
Jason M. BerallCounsel
1 appearance

for CanniMed Therapeutics Inc.

James D.G. DouglasCounsel
1 appearance
Caitlin R. SainsburyCounsel
1 appearance
Graham SplawskiCounsel
1 appearance
Ashley ThomassenCounsel
1 appearance

For Charles Mazzacato

Chantelle CsehCounsel
2 appearances
Alisa McMasterCounsel
1 appearance
Andrea L. BurkeCounsel
1 appearance

For Christopher Reaney

Johanna BradenCounsel
1 appearance

For Cormark Securities Inc.

Graham SplawskiCounsel
1 appearance

For Cronos Group Inc.

Andrea LaingCounsel
1 appearance
Tim AndisonCounsel
1 appearance

for David Paul George Sidders

David SischyCounsel
1 appearance
Joseph GroiaCounsel
1 appearance

For David Randall Miller

Lynda MorganCounsel
1 appearance

for David Sharpe

Melissa MacKewnCounsel
3 appearances
Brian GreenspanCounsel
2 appearances
Alexandra GrishanovaCounsel
2 appearances
Dan ThomasCounsel
1 appearance
Naomi LutesCounsel
1 appearance

For David Sharpe

Melissa MacKewnCounsel
8 appearances
Alexandra GrishanovaCounsel
7 appearances
Alistair CrawleyCounsel
4 appearances
Naomi LutesCounsel
4 appearances
Brian GreenspanCounsel
2 appearances
Daniel ThomasCounsel
1 appearance
Brian H. GreenspanCounsel
1 appearance
Dan ThomasCounsel
1 appearance
Naomi M. LutesCounsel
1 appearance

For Dennis L. Meharchand and Valt.X Holdings Inc.

James CampCounsel
1 appearance

for Eagle 1250 Investments Group LLC

Lauren HarperCounsel
1 appearance
Teresa M. TomchakCounsel
1 appearance

For Eagle 1250 Investments Group LLC

Teresa TomchakCounsel
1 appearance

For Earl Marek

V. Ross MorrisonCounsel
1 appearance

for EdgePoint Investment Group Inc.

Anu KoshalCounsel
1 appearance
Graham GowCounsel
1 appearance
Paul SteepCounsel
1 appearance

for Edward Furtak, Axton 2010 Finance Corp., Strict Trading Limited, Ronald Olsthoorn, Trafalgar Associates Limited, Lorne Allen and Strictrade Marketing Inc., moving parties

Julia DublinCounsel
1 appearance

For Edward Gong

Margot DaviesCounsel
1 appearance
Paul SternCounsel
1 appearance

For Epix Resource Finance Corporation

David HausmanCounsel
1 appearance
Jonathan WansbroughCounsel
1 appearance

for ESW Capital, LLC

Steve TenaiCounsel
1 appearance
Hansen WongCounsel
1 appearance

for Gerald Soloway

Niklas HolmbergCounsel
1 appearance
Terrence O’SullivanCounsel
1 appearance

for Global Bioenergy Resources Inc.

Rebecca ShoomCounsel
2 appearances

For Global Bioenergy Resources Inc.

Anil SaxenaCounsel
1 appearance

For Global RESP Corporation

Kevin RichardCounsel
1 appearance

For Gregory Deacon

Alistair CrawleyCounsel
1 appearance

For Hanane Bouji, Global RESP Corporation and Global Growth Assets Inc.

Brendan MonahanCounsel
1 appearance
Kevin RichardCounsel
1 appearance

for Harish Bajaj

Wendy SunCounsel
1 appearance

For herself

Alice ZhouSelf-represented
2 appearances

for himself

Weizhen TangSelf-represented
1 appearance
Dimitri GrahamSelf-represented
1 appearance
Larry LeeSelf-represented
1 appearance

For himself

Nayeem AlliSelf-represented
2 appearances
Andre LewisSelf-represented
1 appearance
Gordon MakSelf-represented
1 appearance
Harish BajajSelf-represented
1 appearance
Kwok Yan LeungSelf-represented
1 appearance
Andre ItwaruSelf-represented
1 appearance

For himself and Valt.X Holdings Inc.

Dennis L. MeharchandSelf-represented
3 appearances

For himself and VRK Forex & Investments Inc.

Radhakrishna NamburiSelf-represented
1 appearance

for Home Capital Group Inc.

Edward J. WaitzerCounsel
1 appearance
Peter F.C. HowardCounsel
1 appearance
Samaneh HosseiniCounsel
1 appearance

for International Capital Markets Pty. Ltd.

Adam ChisholmCounsel
1 appearance

For Jacques Lubbe

Craig LockwoodCounsel
1 appearance

For Jeffrey Best and Matthew Colwill

James W.E. DorisCounsel
1 appearance

For Johnny Blizzard

John M. PiconeCounsel
1 appearance
Wendy BermanCounsel
1 appearance

For Jon Snelson

Sara J. ErskineCounsel
1 appearance

For Jorge Neher

Paul Le VayCounsel
1 appearance

For Katanga Mining Limited

Alan P. GardnerCounsel
2 appearances
Amanda C. McLachlanCounsel
1 appearance
Amanda McLachlanCounsel
1 appearance

For Kenneth Kadonoff

Brian KolendaCounsel
2 appearances
Eli LedermanCounsel
2 appearances
Madison RobinsCounsel
2 appearances

For Krishna Sammy

David MitchellCounsel
1 appearance

For Kuber Mortgage Investment Corporation and Sutharsan Kunaratnam

Andrew LocatelliCounsel
1 appearance
Usman M. SheikhCounsel
1 appearance

For Liam Gallagher

Harry UnderwoodCounsel
1 appearance
Jeffrey HaylockCounsel
1 appearance

for Maple Rock Capital Partners

Andrew McCoombCounsel
1 appearance
Elana FriedmanCounsel
1 appearance

For Marc Judah Bistricer

Joseph GroiaCounsel
1 appearance
Kevin RichardCounsel
1 appearance

For Mark Hamlin

Alex ZavagliaCounsel
2 appearances
Steven I. SoferCounsel
1 appearance
Steven SoferCounsel
1 appearance
Usman M SheikhCounsel
1 appearance
Usman SheikhCounsel
1 appearance

for Martin Bernholtz

Kevin RichardCounsel
1 appearance

for Martin Reid

David HausmanCounsel
1 appearance
Jonathan WansbroughCounsel
1 appearance

For Matthew Laverty

Wendy SunCounsel
1 appearance

for Maurice Aziz

Robert StellickCounsel
1 appearance
Simon BieberCounsel
1 appearance

For Maurice Aziz

Robert StellickCounsel
1 appearance

For Miller Bernstein LLP

Nathan ShaheedCounsel
1 appearance
Robert StaleyCounsel
1 appearance

for Mithaq Canada Inc.

Andrew GrayCounsel
1 appearance
Hanna SingerCounsel
1 appearance
Sarah WhitmoreCounsel
1 appearance

For Mithaq Canada Inc.

Andrew GrayCounsel
1 appearance
Hanna SingerCounsel
1 appearance
John EmanoilidisCounsel
1 appearance
Sarah WhitmoreCounsel
1 appearance

for Mithaq Capital SPC

Andrew GrayCounsel
1 appearance
Hanna SingerCounsel
1 appearance
Sarah WhitmoreCounsel
1 appearance

for MOAG Copper Gold Resources Inc.

Peter CooperAgent
1 appearance

For MOAG Copper Gold Resources Inc.

Peter CooperAgent
1 appearance

for Money Gate Corp., Morteza Katebian and Payam Katebian

Anisah HassanCounsel
1 appearance
James CampCounsel
1 appearance

For Money Gate Corp., Morteza Katebian and Payam Katebian

James CampCounsel
1 appearance

for Natasha Sharpe

Jonathan ChenCounsel
6 appearances
Lawrence ThackerCounsel
5 appearances
Mari GallowayCounsel
4 appearances
Lawrence E. ThackerCounsel
1 appearance

For Natasha Sharpe

Lawrence E. ThackerCounsel
3 appearances
Jonathan ChenCounsel
2 appearances
Lawrence ThackerCounsel
2 appearances
Mari GallowayCounsel
2 appearances

for Nayeem Alli

Alysha ShoreCounsel
1 appearance

For NextBlock Global Limited

James D.G. DouglasCounsel
1 appearance
Veronica SjolinCounsel
1 appearance

For Oasis World Trading Inc., Zhen (Steven) Pang and Rikesh Modi

Greg TemeliniCounsel
1 appearance

for Ontario Securities Commission

David MendicinoCounsel
1 appearance
Gbemi AdekolaCounsel
1 appearance
Jason KoskelaCounsel
1 appearance
Jordan LaviCounsel
1 appearance
Kirsten ThoresonCounsel
1 appearance
Maryam ShahidCounsel
1 appearance

for Optiva Inc.

Kristopher HancCounsel
1 appearance
Nathan ShaheenCounsel
1 appearance
Richard SwanCounsel
1 appearance
Robert StaleyCounsel
1 appearance

for Patrick Jelf Caruso

Ashley ThomassenCounsel
1 appearance
Caitlin SainsburyCounsel
1 appearance

For Philip Neville Gibbs

Jamie GibsonCounsel
1 appearance
James CampCounsel
1 appearance

For Plateau Energy Metals Inc.

John PiconeCounsel
1 appearance
Lara JacksonCounsel
1 appearance
Stephanie VoudourisCounsel
1 appearance

For proposed intervenor Terence Moyana

Andrew MorgantiCounsel
1 appearance

For Quadrus Investment Services Ltd.

Jeff GalwayCounsel
1 appearance

for Raj Kurichh

Clarke TedescoCounsel
1 appearance

For RBC Dominion Securities Inc., Royal Mutual Funds Inc., and RBC Phillips, Hager & North Investment Counsel Inc.

Dharshini SinnaduraiCounsel
1 appearance
Paul SteepCounsel
1 appearance

for Riot Platforms, Inc.

Kent E. ThomsonCounsel
1 appearance
Aaron AtkinsonCounsel
1 appearance
Chantelle CsehCounsel
1 appearance
Chenyang LiCounsel
1 appearance
Henry MachumCounsel
1 appearance

for Robert Morton

Graeme HamiltonCounsel
1 appearance
James DouglasCounsel
1 appearance

For Saline Investments Ltd.

Derek RicciCounsel
1 appearance

for Scotia Capital Inc., Scotia Securities Inc., and Holliswealth Advisory Services Inc.

Caitlin SainsburyCounsel
1 appearance
James DouglasCounsel
1 appearance

For Solar Income Fund Inc. and Allan Grossman

Sean R. CampbellCounsel
2 appearances
James W.E. DorisCounsel
2 appearances
Abhishek VaidyanathanCounsel
1 appearance

for Special Committee of the Board of Directors of Aimia Inc.

David D. ConklinCounsel
1 appearance
Jerred KissCounsel
1 appearance

For Staff

Alexandra MatushenkoCounsel
1 appearance

For Staff of the Canadian Investment Regulatory Organization

David HalaszCounsel
1 appearance
Jennie BrodskiCounsel
1 appearance

for Staff of the Commission

Vivian LeeCounsel
6 appearances
Clare DevlinCounsel
5 appearances
Anna HuculakCounsel
5 appearances
Raphael EghanCounsel
3 appearances
Catherine WeilerCounsel
3 appearances
Matthew BrittonCounsel
3 appearances
Keir D. WilmutCounsel
3 appearances
Yvonne ChisholmCounsel
2 appearances
Derek FerrisCounsel
2 appearances
Jason KoskelaCounsel
2 appearances
Kai OlsonCounsel
2 appearances
Michelle VaillancourtCounsel
2 appearances
Swapna ChandraCounsel
2 appearances
Jamie GibsonCounsel
1 appearance
Thomas NgCounsel
1 appearance
Jennifer LynchCounsel
1 appearance
Brendan Van NiejenhuisCounsel
1 appearance
Cullen PriceCounsel
1 appearance
Mark BaileyCounsel
1 appearance
Christophe ShammasCounsel
1 appearance

For Staff of the Commission

Christina GalbraithCounsel
4 appearances
Carlo RossiCounsel
3 appearances
Yvonne B. ChisholmCounsel
3 appearances
Alvin QianCounsel
3 appearances
Robert GainCounsel
2 appearances
Kate McGrannCounsel
2 appearances
Anna HuculakCounsel
2 appearances
Clare DevlinCounsel
2 appearances
Alexandra MatushenkoCounsel
2 appearances
Gavin SmythCounsel
2 appearances
Michael DenyszynCounsel
2 appearances
Michelle VaillancourtCounsel
2 appearances
Erin HoultCounsel
1 appearance
Evan RankinCounsel
1 appearance
Gavin MackenzieCounsel
1 appearance
Gavin MacKenzieCounsel
1 appearance
Jacob MillarCounsel
1 appearance
Kai OlsonCounsel
1 appearance
Keir D. WilmutCounsel
1 appearance
Linda FuerstCounsel
1 appearance

For Staff of the Enforcement Branch of the Ontario Securities Commission

Cullen PriceCounsel
1 appearance

for Staff of the FCAAS

Nathanial D. DayCounsel
1 appearance
Sonne UdemgbaCounsel
1 appearance
Dean MurrisonCounsel
1 appearance

For Staff of the Investment Industry Regulatory Organization of Canada

Andrew WerbowskiCounsel
2 appearances
Sylvia SamuelCounsel
1 appearance
Ted BrookCounsel
1 appearance
Kathryn AndrewsCounsel
1 appearance
Elissa SinhaCounsel
1 appearance
Linda FuerstCounsel
1 appearance
Rob DelFrateCounsel
1 appearance
Robert DelFrateCounsel
1 appearance

for Staff of the Ontario Securities Commission

Mark BaileyCounsel
10 appearances
Vivian LeeCounsel
4 appearances
Johanna BradenCounsel
3 appearances
Adam GotfriedCounsel
3 appearances
David MendicinoCounsel
2 appearances
Jason KoskelaCounsel
2 appearances
Charlie PettypieceCounsel
2 appearances
Jordan LaviCounsel
1 appearance
Katrina GustafsonCounsel
1 appearance
Mariko RiversCounsel
1 appearance
Nicole FungCounsel
1 appearance
Tegan RacoCounsel
1 appearance
Troy HilsonCounsel
1 appearance
Vincent AmarteyCounsel
1 appearance
Alexandra MatushenkoCounsel
1 appearance
Aaron DantowitzCounsel
1 appearance
Alvin QianCounsel
1 appearance
Anna HuculakCounsel
1 appearance
Braden StapletonCounsel
1 appearance
Jennifer LynchCounsel
1 appearance

For Staff of the Ontario Securities Commission

Mark BaileyCounsel
11 appearances
Johanna BradenCounsel
5 appearances
Vincent AmarteyCounsel
4 appearances
Aaron DantowitzCounsel
3 appearances
Nicole FungCounsel
3 appearances
Alvin QianCounsel
3 appearances
Erin HoultCounsel
3 appearances
Rikin MorzariaCounsel
2 appearances
Charlie PettypieceCounsel
2 appearances
Adam GotfriedCounsel
2 appearances
Jason KoskelaCounsel
1 appearance
Linda FuerstCounsel
1 appearance
Michelle VaillancourtCounsel
1 appearance
Ryan LapenséeCounsel
1 appearance
Sakina BabwaniCounsel
1 appearance
Sarah McLeodCounsel
1 appearance
Yvonne ChisholmCounsel
1 appearance
Katrina GustafsonCounsel
1 appearance
Andrew FaithCounsel
1 appearance
Anna HuculakCounsel
1 appearance

for Staff of the OSC

David MendicinoCounsel
1 appearance
Jason KoskelaCounsel
1 appearance
Kate McGrannCounsel
1 appearance
Naizam KanjiCounsel
1 appearance

for Stanislaw A. Pasyk

Emily LamCounsel
1 appearance

for Stuart McKinnon

Andrew McCoombCounsel
1 appearance

for Taylor Carr

Philip MillarCounsel
1 appearance
Luke ReidyCounsel
1 appearance

For Taylor Carr

Isaac PaonessaCounsel
1 appearance

For Terrence Bedford

Derek D. RicciCounsel
1 appearance
Dina MilivojevicCounsel
1 appearance

for the applicant B

Robert StellickCounsel
1 appearance

for the applicants Davide Amato and S.A. Capital Growth Corp.

Alan MerskeyCounsel
1 appearance
Pamela SideyCounsel
1 appearance

for the Applicants, Fraser Macdougall and Chris Bogart

Hein Poulus, QCCounsel
1 appearance
Joseph EnsomCounsel
1 appearance

For the applicants Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan

Jay NasterCounsel
1 appearance

for the Executive Director, British Columbia Securities Commission

Gordon SmithCounsel
1 appearance
Jennifer L. WhatelyCounsel
1 appearance
Nazma LeeCounsel
1 appearance

for the intervenor, Special Committee of the Board of Directors of Bitfarms Ltd.

Paul DavisCounsel
1 appearance
Adam ChisholmCounsel
1 appearance
Brett HarrisonCounsel
1 appearance
Charlotte ConlinCounsel
1 appearance
Guneev BhinderCounsel
1 appearance

for the moving parties Global RESP Corporation and Global Growth Assets Inc.

Kevin RichardCounsel
1 appearance

for the moving party BDO Canada LLP

Doug McLeodCounsel
1 appearance
Eric LeinveerCounsel
1 appearance

For the moving party Staff of the Commission

Anna HuculakCounsel
1 appearance
Robert L. GainCounsel
1 appearance

for the Noteholder Intervenors

Bradley WiffenCounsel
1 appearance
David D. ConklinCounsel
1 appearance
Robert J. ChadwickCounsel
1 appearance

for the Ontario Securities Commission

Susan KimaniCounsel
3 appearances
Matthew McMurrayCounsel
2 appearances
Mark BaileyCounsel
2 appearances
Adam GotfriedCounsel
2 appearances
Jason KoskelaCounsel
1 appearance
Charlie PettypieceCounsel
1 appearance
Nicole FungCounsel
1 appearance
Jordan LaviCounsel
1 appearance
David MendicinoCounsel
1 appearance
Gbemi AdekolaCounsel
1 appearance

For the Ontario Securities Commission

Sean GrouhiCounsel
1 appearance
Hanchu ChenCounsel
1 appearance
Matthew McMurrayCounsel
1 appearance
Mark BaileyCounsel
1 appearance

for the receiver of Bridging Finance Inc.

Erin PleetCounsel
6 appearances

For the receiver of Bridging Finance Inc.

Erin PleetCounsel
4 appearances
Daniel ThomasCounsel
1 appearance

For the receiver of Bridging Finance Inc. et al.

Erin PleetCounsel
2 appearances
John L. FinniganCounsel
1 appearance

for the respondent Peter Welsh

Lucas LungCounsel
1 appearance

For the Respondents

Alexis BealeCounsel
1 appearance
Geoffrey GroveCounsel
1 appearance
Kevin RichardCounsel
1 appearance
Larry RitchieCounsel
1 appearance

for the respondents Julia Dublin and Aylesworth LLP

Simon BieberCounsel
1 appearance

for the Special Committee of the Board of Directors of CanniMed Therapeutics Inc.

Samaneh HosseiniCounsel
1 appearance
Peter F.C. HowardCounsel
1 appearance
Sinziana HennigCounsel
1 appearance
Zev SmithCounsel
1 appearance

For Tim Henderson

Doug McLeodCounsel
1 appearance
Nigel CampbellCounsel
1 appearance

for Toronto Stock Exchange

Eliot KolersCounsel
1 appearance
Hamza MohamadhossenCounsel
1 appearance

for TSX Inc.

Alexander D. RoseCounsel
1 appearance
Ben MullerCounsel
1 appearance
Eliot KolersCounsel
1 appearance

for USI-Tech Limited

USI-Tech ManagementSelf-represented
1 appearance

For Victor Goncalves

Patrick J. SullivanCounsel
1 appearance

For VRK Forex & Investments Inc. and Radhakrishna Namburi

Max MuñozCounsel
1 appearance

for Wilks Brothers, LLC

John M. PiconeCounsel
1 appearance
Lara JacksonCounsel
1 appearance
Stephanie VoudourisCounsel
1 appearance

For William Hilson

Kate McGrannCounsel
1 appearance
Melissa MacKewnCounsel
1 appearance

For William Jeffrey Kennedy

Melissa MacKewnCounsel
1 appearance

for Xiao Hua (Edward) Gong

Margot DavisCounsel
1 appearance
Paul SternCounsel
1 appearance

For Xiao Hua (Edward) Gong

Rikin MorzariaCounsel
1 appearance
Shahzad SiddiquiCounsel
1 appearance

on his own behalf

Matthew LavertySelf-represented
1 appearance

On his own behalf

Benjamin WardSelf-represented
2 appearances
Matthew LavertySelf-represented
1 appearance
Nigel GreeningSelf-represented
1 appearance
Raj KurichhSelf-represented
1 appearance
Ronald Bradley BurdonSelf-represented
1 appearance

on his own behalf and on behalf of Pro-Financial Asset Management Inc.

Stuart McKinnonSelf-represented
1 appearance

Representing himself

Tony SanfeliceSelf-represented
1 appearance

Representing himself, Quadrexx Hedge Capital Management Ltd. and Quadrexx Secured Assets Inc.

Miklos NagySelf-represented
1 appearance

Self-represented

Harish BajajSelf-represented
1 appearance

Written submissions filed by Ronald Bradley Burdon

Ronald Bradley BurdonSelf-represented
1 appearance

151

Decisions

Years active

Tribunals

1.1

cases/mo

OCMT133(88%)

OSC18(12%)

Decision types

motion

trial

appeal

Page 8 of 8 (151 cases)

Keir D. Wilmut

Timothy Moseley

Alan J. Lenczner, QC

Andre Lewis, 2015 ONSEC 31

Timothy Moseley

Sarah B. Kavanagh

Sightline Pension Solutions Inc. (Re), 2015 CanLII 47102

Timothy Moseley

Raymond Chan

Monica Kowal

CI Investments Inc., 2015 CanLII 47406

William J. Furlong

Vera Nunes

Timothy Moseley

Lysander Funds Limited (Re), 2015 CanLII 45331

Timothy Moseley

Janet Leiper

IA Clarington Investments Inc. and T.E. Investment Counsel Inc. (Re), 2015 CanLII 48584

Timothy Moseley

Janet Leiper

Invesco Canada Ltd. (Re), 2015 CanLII 45721

Yvonne Chisholm

Mark Skuce

Johanna Braden

William J. Furlong

Timothy Moseley

Mary G. Condon

Christopher Reaney, 2015 ONSEC 23

Julia Dublin

Catherine Weiler

Timothy Moseley

Janet Leiper

Christopher Portner

Edward Furtak et al., 2015 ONSEC 22

William J. Furlong

Timothy Moseley

Masco Corporation (Re), 2015 CanLII 37255

Simon Bieber

Pamela Sidey

Lucas Lung

Jennifer Lynch

Alan Merskey

Timothy Moseley

Alan Lenczner

Davide Amato and S.A. Capital Growth Corp. v. Peter Welsh, Julia Dublin and Aylesworth LLP, 2015 ONSEC 16

Claire Devlin

Timothy Moseley

Alan J. Lenczner, QC

In the Matter of Gordon Mak, 2015 ONSEC 14

appearing on his own behalf

Appearing on his own behalf

for A1 Co., A2 Co., A3 Co. and A4 Co.

For Aberdeen International Inc.

for Aimia Inc.

For Aimia Inc.

For Alexander Francis Cuthbert Holmes

For Alex Tapscott

For AlphaNorth Asset Management and Steven Douglas Palmer

for Andre Itwaru

for Andrew Mushore

For Andrew Mushore

for Argosy Securities Inc. and Keybase Financial Group Inc.

For Argosy Securities Inc. and Keybase Financial Group Inc.

For Aristotelis Mistakidis

for Aurora Cannabis Inc.

For Aux Cayes Fintech Co. Ltd.

for Ava Trade Ltd.

For Bardya Ziaian

For BDO Canada LLP

For Binance Holdings Limited

for Bitfarms Ltd.

for Black Panther Trading Corporation and himself

For BMO Nesbitt Burns Inc., BMO Private Investment Counsel Inc., BMO Investments Inc. and BMO InvestorLine Inc.

for Bradley Jones

For Brian Michael Sutton

For Bybit Fintech Limited

for Caldwell Investment Management Ltd.

for Calfrac Well Services Ltd.

for CanniMed Therapeutics Inc.

For Charles Mazzacato