1 total
Settlement approved imposing trading bans, a $32,000 penalty, and costs for failing to file insider reports.
The Ontario Securities Commission held a hearing to consider sanctions against the respondent for failing to file required insider trading reports, which also constituted a breach of a previous settlement agreement.
The panel approved a settlement agreement between Staff and the respondent, finding it in the public interest.
The respondent was ordered to cease trading in certain securities, reprimanded, and ordered to pay an administrative penalty of $32,000 and costs of $5,000.
