Wesley M. Scott

The Filer applied for exemptive relief from the mutual fund conflict of interest restrictions in the Securities Act and the self-dealing prohibition in National Instrument 31-103.

The relief was sought to allow the Top Funds to invest in the Underlying Funds, which are under common management by the Filer or its affiliates.

The Ontario Securities Commission granted the requested relief, subject to conditions including that the Top Funds are distributed solely pursuant to prospectus exemptions, the investments are compatible with the Top Funds' fundamental objectives, and there is no duplication of management or incentive fees.

The Filer, West Street Capital Corporation, applied for a decision that it is no longer a reporting issuer in the applicable jurisdictions.

Following a take-over bid and subsequent amalgamation, all of the Filer's common shares became beneficially owned by Brookfield Asset Management Inc. and its subsidiaries.

The Filer had fewer than 15 securityholders in each Canadian jurisdiction and fewer than 51 worldwide.

Although the Filer was in default of its obligation to file interim financial statements and related documents for the period ended September 30, 2013, the default occurred because the amalgamation became effective on the filing deadline.

The Ontario Securities Commission, as principal regulator, granted the requested exemptive relief.

The applicants, CMC Markets UK Plc and CMC Markets Canada Inc., applied to the Ontario Securities Commission for an exemption from the prospectus requirement to distribute contracts for difference (CFDs) and over-the-counter foreign exchange contracts to investors in Ontario and other applicable jurisdictions.

The applicants proposed to provide investors with a clear and plain language risk disclosure document instead of a prospectus.

The Commission granted the requested relief, subject to several conditions, including that the applicants remain registered and regulated by the Financial Conduct Authority in the UK and the Investment Industry Regulatory Organization of Canada, and that the relief would expire after four years or upon the implementation of new OTC derivatives rules.

The Filer applied for a decision under the securities legislation of multiple jurisdictions that it is no longer a reporting issuer.

Following a take-over bid and compulsory acquisition, the Filer's common shares were delisted and cancelled.

The Filer has outstanding debt securities, but fewer than 50 beneficial holders in Canada.

The Ontario Securities Commission, acting as principal regulator, granted the exemptive relief sought, deeming the Filer to no longer be a reporting issuer.

The filers applied for an exemption from the prospectus requirements under section 53 of the Securities Act in connection with a proposed spin-off.

The spin-off involved the distribution of shares, options, and stock units of subsidiary companies to existing Canadian option and stockholders of the parent company.

The Ontario Securities Commission granted the exemptive relief, noting that the parent company had a de minimis shareholder presence in Canada and that no investment decision was required from Canadian shareholders to receive the distributed securities.

The filers applied for exemptive relief from certain prospectus disclosure, dealer registration, and prospectus delivery requirements under the Securities Act in connection with a proposed distribution of securities by way of an equity line of credit.

The Ontario Securities Commission granted the requested relief, subject to conditions including a 9.9% restriction on the number of securities distributed in any 12-month period and restrictions on the permitted activities of the purchaser.