Who is Philip Anisman?

Philip Anisman is a commissioner and chair of the panel at the Capital Markets Tribunal with 41 decisions on record from 2017 to 2018. Key areas include securities law, administrative law, corporate/commercial law.

What tribunal does Philip Anisman sit on?

Philip Anisman has sat on Ontario Securities Commission and Capital Markets Tribunal.

What areas of law does Philip Anisman decide?

Philip Anisman's most common areas include Securities Law (40 decisions), Administrative Law (16 decisions), Corporate/Commercial Law (1 decisions). Philip Anisman has handled 41 decisions across 4 areas.

How many decisions has Philip Anisman made?

Philip Anisman has 41 decisions on record from 2017 to 2018 across 2 tribunals.

Who frequently appears before Philip Anisman?

Representatives who frequently appear before Philip Anisman include Peter Kott, Malinda N. Alvaro, Evan Rankin.

/Adjudicator

minicounsel

Securities Law

Administrative Law

Corporate/Commercial Law

Other Tribunals

Philip Anisman

Commissioner and Chair of the Panel·Capital Markets Tribunal·Since 2017

OCMT OSC

cases · 2 yrs · OSC, OCMT

Trial

Motion

Costs

Appeal

Sentencing

Commissioner· 27Commissioner· 8Commissioner and Chair of the Panel· 2Commissioner and Chair of the Panel· 2Chair of the Panel· 1Ontario Securities Commission· 1

Exemptive relief granted to ETFs from underwriter's certificate, prospectus form, and take-over bid requirements.

The Filer applied for exemptive relief on behalf of several proposed exchange-traded funds (ETFs) from the Underwriter's Certificate Requirement, the Prospectus Form Requirement, and the Take-Over Bid Requirements.

The Ontario Securities Commission granted the requested exemptions, subject to conditions including the filing and delivery of a Summary Document (and eventually an ETF Facts document) to purchasers, and the incorporation of the Summary Document by reference into the ETFs' prospectuses.

Manulife Asset Management Limited (Re), 2017 CanLII 16606

Appearing on his own behalf

Clayton SmithSelf-represented
1 appearance

For Assante Capital Management Ltd. and Assante Financial Management Ltd.

Matthew ScottCounsel
1 appearance
Todd PrendergastCounsel
1 appearance

For Benedict Cheng

Brian KolendaCounsel
1 appearance
Shara N. RoyCounsel
1 appearance

For Dennis Wing

David BarbareeCounsel
1 appearance

For Electrovaya Inc. and Sankar Das Gupta

Brad MooreCounsel
1 appearance

For Eric Tremblay

Maureen DohertyCounsel
1 appearance

For Frank Soave

Jonathan WansbroughCounsel
1 appearance
David HausmanCounsel
1 appearance

For Miles S. Nadal

R. Paul SteepCounsel
1 appearance
Shane C. D’SouzaCounsel
1 appearance

For RBC Dominion Securities Inc., Royal Mutual Funds Inc., and RBC Phillips, Hager & North Investment Counsel Inc.

Dharshini SinnaduraiCounsel
1 appearance
Paul SteepCounsel
1 appearance

for Sean Driscoll

Laura PagliaCounsel
1 appearance

for Sentry Investments Inc.

Linda FuerstCounsel
1 appearance

for Staff of the Commission

Peter KottCounsel
2 appearances
Malinda N. AlvaroCounsel
2 appearances
Evan RankinCounsel
2 appearances
Alvin QianCounsel
1 appearance
Christina GalbraithCounsel
1 appearance
Jennifer LynchCounsel
1 appearance
Kai S. OlsonCounsel
1 appearance
Keir D. WilmutCounsel
1 appearance
Keir WilmutCounsel
1 appearance
Malinda AlvaroCounsel
1 appearance
Michelle VaillancourtCounsel
1 appearance

For Staff of the Commission

Anna HuculakCounsel
2 appearances
Michelle VaillancourtCounsel
2 appearances
Cullen PriceCounsel
1 appearance
Malinda N. AlvaroCounsel
1 appearance
Raphael EghanCounsel
1 appearance
Yvonne B. ChisholmCounsel
1 appearance

For Staff of the Ontario Securities Commission

Christina GalbraithCounsel
1 appearance
Derek FerrisCounsel
1 appearance
Gavin SmythCounsel
1 appearance
Jennifer LynchCounsel
1 appearance
Linda FuerstCounsel
1 appearance
Matthew H. BrittonCounsel
1 appearance
Michelle VaillancourtCounsel
1 appearance
Yvonne ChisholmCounsel
1 appearance

For the applicants Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan

Jay NasterCounsel
1 appearance

Representing himself

Tony SanfeliceSelf-represented
1 appearance

Representing himself, Quadrexx Hedge Capital Management Ltd. and Quadrexx Secured Assets Inc.

Miklos NagySelf-represented
1 appearance

Decisions

Years active

Tribunals

2.1

cases/mo

OSC24(59%)

OCMT17(41%)

Decision types

motion

trial

/Adjudicator

Philip Anisman — Commissioner and Chair of the Panel

Securities Law

Administrative Law

Corporate/Commercial Law

Other Tribunals

Philip Anisman

Commissioner and Chair of the Panel·Capital Markets Tribunal·Since 2017

OCMT OSC

cases · 2 yrs · OSC, OCMT

Trial

Motion

Costs

Appeal

Sentencing

Commissioner· 27Commissioner· 8Commissioner and Chair of the Panel· 2Commissioner and Chair of the Panel· 2Chair of the Panel· 1Ontario Securities Commission· 1

Raymond Chan

OSCUnanimous0 cases2010–2018

Philip Anisman

OSCUnanimous0 cases2017–2018

Frances Kordyback

OSCUnanimous3 cases2017–2026

OSCOntario Securities CommissionFeb 17, 2017

Exemptive relief granted to ETFs from underwriter's certificate, prospectus form, and take-over bid requirements.

Manulife Asset Management Limited (Re), 2017 CanLII 16606

Page 3 of 3 (41 cases)

Appearing on his own behalf

Clayton SmithSelf-represented
1 appearance

For Assante Capital Management Ltd. and Assante Financial Management Ltd.

Matthew ScottCounsel
1 appearance
Todd PrendergastCounsel
1 appearance

For Benedict Cheng

Brian KolendaCounsel
1 appearance
Shara N. RoyCounsel
1 appearance

For Dennis Wing

David BarbareeCounsel
1 appearance

For Electrovaya Inc. and Sankar Das Gupta

Brad MooreCounsel
1 appearance

For Eric Tremblay

Maureen DohertyCounsel
1 appearance

For Frank Soave

Jonathan WansbroughCounsel
1 appearance
David HausmanCounsel
1 appearance

For Miles S. Nadal

R. Paul SteepCounsel
1 appearance
Shane C. D’SouzaCounsel
1 appearance

For RBC Dominion Securities Inc., Royal Mutual Funds Inc., and RBC Phillips, Hager & North Investment Counsel Inc.

Dharshini SinnaduraiCounsel
1 appearance
Paul SteepCounsel
1 appearance

for Sean Driscoll

Laura PagliaCounsel
1 appearance

for Sentry Investments Inc.

Linda FuerstCounsel
1 appearance

for Staff of the Commission

Peter KottCounsel
2 appearances
Malinda N. AlvaroCounsel
2 appearances
Evan RankinCounsel
2 appearances
Alvin QianCounsel
1 appearance
Christina GalbraithCounsel
1 appearance
Jennifer LynchCounsel
1 appearance
Kai S. OlsonCounsel
1 appearance
Keir D. WilmutCounsel
1 appearance
Keir WilmutCounsel
1 appearance
Malinda AlvaroCounsel
1 appearance
Michelle VaillancourtCounsel
1 appearance

For Staff of the Commission

Anna HuculakCounsel
2 appearances
Michelle VaillancourtCounsel
2 appearances
Cullen PriceCounsel
1 appearance
Malinda N. AlvaroCounsel
1 appearance
Raphael EghanCounsel
1 appearance
Yvonne B. ChisholmCounsel
1 appearance

For Staff of the Ontario Securities Commission

Christina GalbraithCounsel
1 appearance
Derek FerrisCounsel
1 appearance
Gavin SmythCounsel
1 appearance
Jennifer LynchCounsel
1 appearance
Linda FuerstCounsel
1 appearance
Matthew H. BrittonCounsel
1 appearance
Michelle VaillancourtCounsel
1 appearance
Yvonne ChisholmCounsel
1 appearance

For the applicants Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan

Jay NasterCounsel
1 appearance

Representing himself

Tony SanfeliceSelf-represented
1 appearance

Representing himself, Quadrexx Hedge Capital Management Ltd. and Quadrexx Secured Assets Inc.

Miklos NagySelf-represented
1 appearance

Decisions

Years active

Tribunals

2.1

cases/mo

OSC24(59%)

OCMT17(41%)

Decision types

motion

trial

Page 3 of 3 (41 cases)