Capital Markets Tribunal / Tribunal des marchés financiers
22nd Floor 20 Queen Street West Toronto ON M5H 3S8
22e étage 20, rue Queen ouest Toronto ON M5H 3S8
File No. 2023-26
IN THE MATTER OF
A1 CO., A2 CO., A3 CO. and A4 CO.
REASONS FOR DECISION
Adjudicators:
Timothy Moseley (chair of the panel) Mary Condon Geoffrey D. Creighton
Hearing:
November 13, 2023
Appearances:
Aaron Dantowitz Katrina Gustafson
For Staff of the Ontario Securities Commission
Lawrence E. Ritchie Alexander Cobb Ankita Gupta
For A1 Co., A2 Co., A3 Co. and A4 Co. [pseudonyms]
TABLE OF CONTENTS
- OVERVIEW
- CONFIDENTIALITY
- ANALYSIS 3.1 Introduction 3.2 It is appropriate for the Tribunal to consider this preliminary motion 3.3 A contempt proceeding is brought under the Act, so s. 17(6) allows the Commission to disclose information protected by s.