Who is Margot C. Howard?

Margot C. Howard is a commissioner at the Capital Markets Tribunal with 62 decisions on record from 2007 to 2013. Key areas include securities law, administrative law, corporate/commercial law.

What tribunal does Margot C. Howard sit on?

Margot C. Howard has sat on Capital Markets Tribunal and Ontario Securities Commission.

What areas of law does Margot C. Howard decide?

Margot C. Howard's most common areas include Securities Law (62 decisions), Administrative Law (25 decisions), Corporate/Commercial Law (1 decisions). Margot C. Howard has handled 62 decisions across 3 areas.

How many decisions has Margot C. Howard made?

Margot C. Howard has 62 decisions on record from 2007 to 2013 across 2 tribunals.

Who frequently appears before Margot C. Howard?

Representatives who frequently appear before Margot C. Howard include Derek Ferris, Patrick J. Rooney, James C. Morton.

/Adjudicator

minicounsel

Margot C. Howard — Commissioner

Securities Law

Administrative Law

Corporate/Commercial Law

Margot C. Howard

Commissioner·Capital Markets Tribunal·Since 2007

OCMT OSC

cases · 7 yrs · OCMT, OSC

Trial

Motion

Costs

Appeal

Sentencing

Commissioner· 56Commissioner and Chair of the Panel· 1Commissioner· 1Ontario Securities Commission· 1

IDA retains contractual jurisdiction to discipline former members for five years after resignation.

The applicant, a former registered representative, sought a hearing and review of a decision by the Investment Dealers Association (IDA) District Council.

The IDA had commenced disciplinary proceedings against the applicant after he resigned his membership.

The applicant argued that the IDA lacked jurisdiction over former members, relying on the Chalmers decision.

The Commission dismissed the application, finding that the IDA's jurisdiction is contractual, not statutory, and that its by-law extending jurisdiction over former members for five years following resignation is valid and does not contravene the Securities Act.

The Commission distinguished Chalmers, noting the IDA is an unincorporated association whose authority derives from contract rather than an enabling statute.

Staff of the Investment Dealers Association of Canada v. Stephen Taub, 2007 ONSEC 3

Sean Horgan

41 cases2007–2025

James Camp

20 cases2007–2023

Paul M. Moore

OCMT0 cases2004–2007

Margot C. Howard

OCMT0 cases2007–2013

OCMTCapital Markets TribunalJan 18, 2007

Motion by counsel to be removed from the record granted due to clients' failure to cooperate.

Counsel for two respondents brought a motion to be removed as counsel of record, citing the respondents' failure to cooperate and provide information necessary for their representation.

The respondents did not respond to communications or the notice of motion, and did not attend the hearing.

The Commission granted the motion, noting that counsel cannot properly represent clients without their cooperation and information.

The Commission also warned that future requests for adjournments by the respondents based on a lack of counsel would not be viewed favourably, as they had sufficient time to retain new counsel before the scheduled hearing.

John Alexander Cornwall et al., 2007 ONSEC 2

Page 4 of 4 (62 cases)

Agent for Roy Brown (a.k.a. Roy Brown-Rodrigues)

Alex ValovaAgent
1 appearance

appeared on behalf of Sedwick Hill June 14 and September 12, 2011

Dorothy HagelCounsel
1 appearance

For Allen Grossman

Ari KulidjianCounsel
1 appearance

for Biovail Corporation

Alex CobbCounsel
1 appearance
Larry LowensteinCounsel
1 appearance

For Caroline Frayssignes

Caroline FrayssignesSelf-represented
1 appearance

For David Pelcowitz, on the record, but did not appear

Graham PinosCounsel
1 appearance

for Eugene N. Melnyk

James DorisCounsel
1 appearance
Kent ThomsonCounsel
1 appearance
Sean CampbellCounsel
1 appearance

for Gowlings Lafleur Henderson, counsel of record for D. Simpson and First Financial Services Inc.

James CampCounsel
1 appearance

For Hahn Investment Stewards & Co. Inc.

Danny KastnerCounsel
1 appearance
Jeffrey LarryCounsel
1 appearance

For herself

Caroline Myriam FrayssignesSelf-represented
1 appearance

for himself

Anil Kumar JainSelf-represented
1 appearance
David CathcartSelf-represented
1 appearance
John IllidgeSelf-represented
1 appearance
Roy BrownSelf-represented
1 appearance
Wesley Wayne WeberSelf-represented
1 appearance

For himself

Jan MichalikSelf-represented
1 appearance
Robert Patrick ZukSelf-represented
1 appearance
Wesley Wayne WeberSelf-represented
1 appearance

for himself and CGC Financial Services Inc.

John Alexander CornwallSelf-represented
1 appearance

For himself and CGC Financial Services Inc.

John Alexander CornwallSelf-represented
1 appearance

for himself and First Financial Services

David SimpsonSelf-represented
1 appearance

For himself and First Financial Services

David SimpsonSelf-represented
1 appearance

For himself and IMAGIN Diagnostic Centres Inc.

Patrick J. RooneySelf-represented
2 appearances

For IMG International Inc.

IMG International Inc.Self-represented
1 appearance

For Investment Industry Regulatory Organization of Canada

Andrea GonsalvesCounsel
1 appearance
Brian GoverCounsel
1 appearance

For Jeffrey Bradford Kasman and Clifton Anderson

Alistair CrawleyCounsel
1 appearance

for Jerome Stanislaus Xavier

Alistair CrawleyCounsel
1 appearance
Anna MarkiewiczCounsel
1 appearance

For Jerome Stanislaus Xavier

Alistair CrawleyCounsel
1 appearance
Anna MarkiewiczCounsel
1 appearance

For John Daubney

James C. MortonAgent
2 appearances

for John R. Miszuk

Melissa MacKewnCounsel
1 appearance
Wendy BermanCounsel
1 appearance

for John Xanthoudakis and Dale Smith

Alistair CrawleyCounsel
2 appearances

for Kathryn A. Cook

Ian SmithCounsel
1 appearance

For Kathryn A. Cook

Ian SmithCounsel
1 appearance

for Kenneth G. Howling

Joel WiesenfeldCounsel
1 appearance
Natalie BidermanCounsel
1 appearance

for Meridian Gold Inc.

Kate BroerCounsel
1 appearance
Matthew FlemingCounsel
1 appearance
Robb HeintzmanCounsel
1 appearance

For Michael Smith

Michael SmithSelf-represented
1 appearance

For M P Global Financial Ltd. and Joe Feng Deng

Anthony M. SpecialeCounsel
2 appearances

For Nest Acquisitions and Mergers

Nest Acquisitions and MergersSelf-represented
1 appearance

for Peter Kefalas

Eric CadiCounsel
1 appearance

For Robert Zuk

Robert ZukSelf-represented
1 appearance

For Ronald Crowe and Vernon Smith

Mary L. BiggarCounsel
1 appearance

for staff of the Commission

Sean HorganCounsel
1 appearance

for Staff of the Commission

Derek FerrisCounsel
1 appearance

For Staff of the Commission

Helen DaleyCounsel
2 appearances
Carlo RossiCounsel
1 appearance
Cullen PriceCounsel
1 appearance

for Staff of the Investment Dealers Association, the Respondent

Andrew P. WerbowskiCounsel
1 appearance
Ricardo CodinaCounsel
1 appearance

for Staff of the Ontario Securities Commission

Johanna SuperinaCounsel
2 appearances
Ian SmithCounsel
2 appearances
Alexandra ClarkCounsel
2 appearances
Michael De VerteuilCounsel
1 appearance
Naizam KanjiCounsel
1 appearance
Pamela FoyCounsel
1 appearance
Usman M. SheikhCounsel
1 appearance
Yvonne B. ChisholmCounsel
1 appearance
Anne C. SonnenCounsel
1 appearance
Caitlin SainsburyCounsel
1 appearance
Kathryn DanielsCounsel
1 appearance
Kelley McKinnonCounsel
1 appearance
Matthew BrittonCounsel
1 appearance
Melissa MacKewnCounsel
1 appearance
Michael BrownCounsel
1 appearance

For Staff of the Ontario Securities Commission

Derek FerrisCounsel
3 appearances
Matthew BrittonCounsel
1 appearance
Carlo RossiCounsel
1 appearance
Michelle VaillancourtCounsel
1 appearance
Sean HorganCounsel
1 appearance
Yvonne ChisholmCounsel
1 appearance
Cullen PriceCounsel
1 appearance

for Stephen Taub, the Applicant

Abbas SaburCounsel
1 appearance
Robert BrushCounsel
1 appearance

For the Investment Dealers Association of Canada

Diana IannettaCounsel
1 appearance

for the Ontario Securities Commission

Christie JohnsonCounsel
1 appearance
Melanie AdamsCounsel
1 appearance

For the Ontario Securities Commission

Alexandra ClarkCounsel
2 appearances
Jon FeasbyCounsel
2 appearances
Jane WaechterCounsel
1 appearance
Charles PiroliCounsel
1 appearance
Christie JohnsonCounsel
1 appearance
Emily ColeCounsel
1 appearance
Matthew BrittonCounsel
1 appearance
Matthew ThompsonCounsel
1 appearance
Yvonne B. ChisholmCounsel
1 appearance

For TSX Inc.

Linus YungCounsel
1 appearance
Luis SarabiaCounsel
1 appearance

for Yamana Gold Inc.

Mark BennettCounsel
1 appearance
Timothy PinosCounsel
1 appearance
Zoe KingCounsel
1 appearance

On his own behalf

Alan Marsh ShumanSelf-represented
1 appearance
Allen GrossmanSelf-represented
1 appearance

Self-Represented

Carlton Ivanhoe LewisSelf-represented
2 appearances
Mark Anthony ScottSelf-represented
2 appearances
Sedwick HillSelf-represented
2 appearances

Solicitors for Grant Thornton, in its capacity as Receiver of Juniper Fund Management Corporation, Juniper Income Fund and Juniper Equity Growth Fund

Larry EllisCounsel
1 appearance

Decisions

Years active

Tribunals

0.8

cases/mo

OCMT33(53%)

OSC29(47%)

Decision types

motion

trial

appeal

Page 4 of 4 (62 cases)

Yvonne B. Chisholm

Robert Brush

Ricardo Codina

Andrew P. Werbowski

Abbas Sabur

Robert L. Shirriff, Q.C.

Margot C. Howard

James E. A. Turner

Staff of the Investment Dealers Association of Canada v. Stephen Taub, 2007 ONSEC 3

Sean Horgan

James Camp

Paul M. Moore

Margot C. Howard

John Alexander Cornwall et al., 2007 ONSEC 2

Agent for Roy Brown (a.k.a. Roy Brown-Rodrigues)

appeared on behalf of Sedwick Hill June 14 and September 12, 2011

For Allen Grossman

for Biovail Corporation

For Caroline Frayssignes

For David Pelcowitz, on the record, but did not appear

for Eugene N. Melnyk

for Gowlings Lafleur Henderson, counsel of record for D. Simpson and First Financial Services Inc.

For Hahn Investment Stewards & Co. Inc.

For herself

for himself

For himself

for himself and CGC Financial Services Inc.

For himself and CGC Financial Services Inc.

for himself and First Financial Services

For himself and First Financial Services

For himself and IMAGIN Diagnostic Centres Inc.

For IMG International Inc.

For Investment Industry Regulatory Organization of Canada

For Jeffrey Bradford Kasman and Clifton Anderson

for Jerome Stanislaus Xavier

For Jerome Stanislaus Xavier

For John Daubney

for John R. Miszuk

for John Xanthoudakis and Dale Smith

for Kathryn A. Cook

For Kathryn A. Cook

for Kenneth G. Howling

for Meridian Gold Inc.

For Michael Smith

For M P Global Financial Ltd. and Joe Feng Deng

For Nest Acquisitions and Mergers

for Peter Kefalas

For Robert Zuk

For Ronald Crowe and Vernon Smith

for staff of the Commission

for Staff of the Commission

For Staff of the Commission

for Staff of the Investment Dealers Association, the Respondent

for Staff of the Ontario Securities Commission

For Staff of the Ontario Securities Commission

for Stephen Taub, the Applicant

For the Investment Dealers Association of Canada

for the Ontario Securities Commission

For the Ontario Securities Commission

For TSX Inc.

for Yamana Gold Inc.

On his own behalf

Self-Represented

Solicitors for Grant Thornton, in its capacity as Receiver of Juniper Fund Management Corporation, Juniper Income Fund and Juniper Equity Growth Fund

Decision types