Who is David L. Knight?

David L. Knight is a commissioner and chair of the panel at the Capital Markets Tribunal with 62 decisions on record from 2005 to 2011. Key areas include securities law, administrative law, corporate/commercial law.

What tribunal does David L. Knight sit on?

David L. Knight has sat on Capital Markets Tribunal and Ontario Securities Commission.

What areas of law does David L. Knight decide?

David L. Knight's most common areas include Securities Law (62 decisions), Administrative Law (24 decisions), Corporate/Commercial Law (5 decisions). David L. Knight has handled 62 decisions across 3 areas.

How many decisions has David L. Knight made?

David L. Knight has 62 decisions on record from 2005 to 2011 across 2 tribunals.

Who frequently appears before David L. Knight?

Representatives who frequently appear before David L. Knight include Shannon O'Hearn, Kelley McKinnon, Tina Woodside.

/Adjudicator

minicounsel

David L. Knight — Commissioner and Chair of the Panel

Securities Law

Administrative Law

Corporate/Commercial Law

David L. Knight

Commissioner and Chair of the Panel·Capital Markets Tribunal·Since 2005

OCMT OSC

cases · 7 yrs · OCMT, OSC

Trial

Motion

Costs

Appeal

Sentencing

Commissioner· 56Commissioner and Chair of the Panel· 3Chair of the Panel· 1

Settlement agreements approved for respondents who provided false statements to OSC Staff during an investigation.

The Ontario Securities Commission held a hearing to consider whether to approve settlement agreements between Staff and the respondents, Gregory and Walter Hryniw.

The respondents admitted to providing false and misleading statements to Staff during an investigation into trading in a Bermuda account.

The Commission approved the settlement agreements, which included a three-year trading ban, a three-year prohibition on acting as an officer or director, a reprimand, and a payment of $2,500 each towards costs.

The Commission also permitted the hearing to proceed electronically via telephone conference, despite the reprimand sanction, due to the respondents' out-of-province residency and impecuniosity.

Gregory Hryniw et al., 2005 ONSEC 9

K. Manarin

1 case2005–2005

Joanne Ramirez

1 case2005–2005

G. MacKenzie

4 cases2005–2016

Bruce O'Toole

In Private Practice6 cases2005–2015

Suresh Thakrar

OCMT0 cases2004–2010

Paul M. Moore

OCMT0 cases2004–2007

David L. Knight

OCMT0 cases2005–2011

OCMTCapital Markets TribunalJan 24, 2005

Settlement agreement approved; $20,000 administrative penalty imposed for late filing of prospectus supplements.

Staff of the Ontario Securities Commission brought a settlement hearing regarding Wells Fargo Financial Canada Corporation's failure to file prospectus supplements on time on four occasions.

The Commission approved the settlement agreement, noting that inadvertence and reliance on outside counsel were not valid excuses for late filings.

The Commission imposed an administrative penalty of $20,000, emphasizing that this novel use of an administrative penalty serves as a specific deterrent to the respondent and a general warning to market participants about the importance of timely filings.

Staff of the Ontario Securities Commission v. Wells Fargo Financial Canada Corporation, 2005 ONSEC 1

Page 4 of 4 (62 cases)

Also present

Edward TsangCounsel
1 appearance

Counsel to Staff of the Ontario Securities Commission

Douglas C. HuntCounsel
1 appearance
Glen JenningsCounsel
1 appearance

For Andrew Stuart Netherwood Rankin

David HumphreyCounsel
1 appearance
Jill MakepeaceCounsel
1 appearance

For Angelo Loberto

James HodgsonCounsel
1 appearance

For CLV Group Inc.

Kelley McKinnonCounsel
2 appearances
Tina WoodsideCounsel
2 appearances

For Dennis Kavelman

David HausmanCounsel
1 appearance

For Douglas Fregin

Larry LowensteinCounsel
1 appearance

for Falconbridge Limited

Dana PeeblesCounsel
1 appearance
Eric BlockCounsel
1 appearance
Gary GirvanCounsel
1 appearance
R. Paul SteepCounsel
1 appearance

For herself

Zaida PimentelSelf-represented
1 appearance

for himself

Abraham Herbert GrossmanSelf-represented
1 appearance

For himself

Brian Patrick MoloneySelf-represented
1 appearance
Pasqualino NovielliSelf-represented
1 appearance
Wesley Wayne WeberSelf-represented
1 appearance

for himself and CGC Financial Services Inc.

John Alexander CornwallSelf-represented
1 appearance

For himself and CGC Financial Services Inc.

John Alexander CornwallSelf-represented
1 appearance

for himself and First Financial Services

David SimpsonSelf-represented
1 appearance

For himself and First Financial Services

David SimpsonSelf-represented
1 appearance

for Inco Limited

Clay HornerCounsel
1 appearance
Donald G. GilchristCounsel
1 appearance
Don GilchristCounsel
1 appearance
Larry LowensteinCounsel
1 appearance
Larry P. LowensteinCounsel
1 appearance
Laura FricCounsel
1 appearance
Sarah MillarCounsel
1 appearance

For InterRent Real Estate Investment Trust

Robert CohenCounsel
2 appearances
Ted FrankelCounsel
2 appearances

For James Balsillie

James DouglasCounsel
1 appearance
Kara BeitelCounsel
1 appearance

For Jeffrey Bradford Kasman and Clifton Anderson

Alistair CrawleyCounsel
1 appearance

for Jerome Stanislaus Xavier

Alistair CrawleyCounsel
1 appearance
Anna MarkiewiczCounsel
1 appearance

For Jerome Stanislaus Xavier

Alistair CrawleyCounsel
1 appearance
Anna MarkiewiczCounsel
1 appearance

for John Bennett

Nigel CampbellCounsel
1 appearance

for John Xanthoudakis and Dale Smith

Alistair CrawleyCounsel
2 appearances

for Kathryn A. Cook

Ian SmithCounsel
1 appearance

For Kathryn A. Cook

Ian SmithCounsel
1 appearance

For Kendall Cork and Douglas Wright

Danielle RoyalCounsel
1 appearance

For Leszek Dziadecki

Matthew WiltonCounsel
1 appearance

For Mike Lazaridis

Steve TenaiCounsel
1 appearance

For Monie Rahman

Randy BennettCounsel
1 appearance
Sara J. ErskineCounsel
1 appearance

For M P Global Financial Ltd. and Joe Feng Deng

Anthony M. SpecialeCounsel
1 appearance

for Neo Material Technologies Inc.

David WeinbergerCounsel
2 appearances
Edward J. WaitzerCounsel
2 appearances
Peter F.C. HowardCounsel
2 appearances
Samaneh HosseiniCounsel
2 appearances

For NorthWest Value Partners Inc.

David HausmanCounsel
2 appearances
Scott RollwagenCounsel
2 appearances
Shelley BabinCounsel
2 appearances

for Oversea Chinese Fund Limited Partnership, Weizhen Tang and Associates Inc., Weizhen Tang Corp. and Weizhen Tang

Loftus J. CuddyCounsel
1 appearance

for Pala Investments Holdings Limited and its wholly-owned subsidiary 0833824 B.C. Ltd.

Grant McGlaughlinCounsel
2 appearances
Melanie OuanounouCounsel
2 appearances
Rebecca BurrowsCounsel
2 appearances
Tom FriedlandCounsel
2 appearances

for Paul Iannicca

Michael MagonetCounsel
1 appearance

for Peter George Lee

Cynthia AmsterdamCounsel
1 appearance

for Peter Kefalas

Eric CadiCounsel
1 appearance

For Research in Motion Limited and James Estill

Jeffrey LeonCounsel
1 appearance
Alan GardnerCounsel
1 appearance
Robert StaleyCounsel
1 appearance

For Rex Diamond Mining Corporation, Serge Muller, and Benoit Holemans

Matthew ScottCounsel
1 appearance

for Robert Waxman

Alan LencznerCounsel
1 appearance
Ed LedermanCounsel
1 appearance

For Ronald Crowe and Vernon Smith

Mary L. BiggarCounsel
2 appearances

for Staff of the Commission

Pamela FoyCounsel
1 appearance
Scott PilkeyCounsel
1 appearance

for Staff of the Mutual Fund Dealers Association of Canada

James D. G. DouglasCounsel
1 appearance
Margot FinleyCounsel
1 appearance

for Staff of the Ontario Securities Commission

Shannon O'HearnCounsel
3 appearances
James Sasha AngusCounsel
2 appearances
Anne C. SonnenCounsel
2 appearances
Konata LakeCounsel
2 appearances
K. ManarinCounsel
1 appearance
Aislinn ReidCounsel
1 appearance
Cullen PriceCounsel
1 appearance
G. MacKenzieCounsel
1 appearance
Hugh CraigCounsel
1 appearance
Joanne RamirezCounsel
1 appearance
Johanna SuperinaCounsel
1 appearance
Karen ManarinCounsel
1 appearance
Melanie AdamsCounsel
1 appearance
Melissa MacKewnCounsel
1 appearance
Naizam KanjiCounsel
1 appearance
Pamela FoyCounsel
1 appearance
Paul Hay wardCounsel
1 appearance
Paul HaywardCounsel
1 appearance
Usman M. SheikhCounsel
1 appearance

For Staff of the Ontario Securities Commission

Michelle VaillancourtCounsel
2 appearances
Cullen PriceCounsel
1 appearance
James (Sasha) AngusCounsel
1 appearance
John CorelliCounsel
1 appearance
Kate WoottonCounsel
1 appearance
Kelley McKinnonCounsel
1 appearance
Sean HorganCounsel
1 appearance
Shauna FlynnCounsel
1 appearance
Colin McCannCounsel
1 appearance
Yvonne ChisholmCounsel
1 appearance

for Teck Cominco Limited

Ernest D. McNeeCounsel
1 appearance
R. Seumas M. WoodsCounsel
1 appearance

for the Independent Financial Brokers of Canada

Alistair CrawleyCounsel
1 appearance
Clarke TedescoCounsel
1 appearance
Jocelyn LoosemoreCounsel
1 appearance

For the Investment Dealers Association

Andrew PillaCounsel
1 appearance

for the Ontario Securities Commission

Hugh CraigCounsel
2 appearances
Matthew BoswellCounsel
2 appearances
Melanie AdamsCounsel
1 appearance
Paul De SouzaCounsel
1 appearance

For the Ontario Securities Commission

Michael TangCounsel
2 appearances
Naizam KanjiCounsel
2 appearances
Usman SheikhCounsel
2 appearances
Kathryn DanielsCounsel
1 appearance
Matthew BoswellCounsel
1 appearance
Matthew BrittonCounsel
1 appearance
Christie JohnsonCounsel
1 appearance
Cullen PriceCounsel
1 appearance
Emily ColeCounsel
1 appearance

For the Staff of the Commission

Melanie AdamsCounsel
2 appearances
Gregory W. MacKenzieCounsel
2 appearances

For the Toronto Stock Exchange

Andrew GrayCounsel
2 appearances
Linda PlumptonCounsel
2 appearances

for Xstrata plc and Xstrata Canada Inc.

Kent ThomsonCounsel
1 appearance
James DorisCounsel
1 appearance
Kenneth KlassenCounsel
1 appearance
William AinleyCounsel
1 appearance

For Zephyr Alternative Power

Philip AnismanCounsel
1 appearance

Legal Counsel

Christos GrivasCounsel
1 appearance

On behalf of himself

Chateram RamdhaniSelf-represented
2 appearances
Joseph E. AllenSelf-represented
2 appearances
Abel da SilvaSelf-represented
1 appearance

On behalf of Robert Griffiths

Nairn WatermanCounsel
1 appearance
John ContiniCounsel
1 appearance

On behalf of Staff of the Commission

Scott PilkeyCounsel
1 appearance
Pamela FoyCounsel
1 appearance

On behalf of Staff of the Ontario Securities Commission

Jane WaechterCounsel
2 appearances
James Alexis LevineCounsel
1 appearance
Matthew BrittonCounsel
1 appearance

on behalf of Wells Fargo

Bruce O'TooleCounsel
1 appearance

Representing himself

Shane SumanSelf-represented
1 appearance

Secretary to the Commission

John P. StevensonCounsel
1 appearance

Self-represented

Gregory HryniwSelf-represented
1 appearance
Jose CastanedaSelf-represented
1 appearance
Walter HryniwSelf-represented
1 appearance

Staff of the Commission

Naizam KanjiCounsel
1 appearance

Decisions

Years active

Tribunals

0.8

cases/mo

OCMT36(58%)

OSC26(42%)

Decision types

motion

trial

appeal

costs

Page 4 of 4 (62 cases)

Kate Wootton

Colin McCann

Paul M. Moore

David L. Knight

Gregory Hryniw et al., 2005 ONSEC 9

K. Manarin

Joanne Ramirez

G. MacKenzie

Bruce O'Toole

Suresh Thakrar

Paul M. Moore

David L. Knight

Staff of the Ontario Securities Commission v. Wells Fargo Financial Canada Corporation, 2005 ONSEC 1

Also present

Counsel to Staff of the Ontario Securities Commission

For Andrew Stuart Netherwood Rankin

For Angelo Loberto

For CLV Group Inc.

For Dennis Kavelman

For Douglas Fregin

for Falconbridge Limited

For herself

for himself

For himself

for himself and CGC Financial Services Inc.

For himself and CGC Financial Services Inc.

for himself and First Financial Services

For himself and First Financial Services

for Inco Limited

For InterRent Real Estate Investment Trust

For James Balsillie

For Jeffrey Bradford Kasman and Clifton Anderson

for Jerome Stanislaus Xavier

For Jerome Stanislaus Xavier

for John Bennett

for John Xanthoudakis and Dale Smith

for Kathryn A. Cook

For Kathryn A. Cook

For Kendall Cork and Douglas Wright

For Leszek Dziadecki

For Mike Lazaridis

For Monie Rahman

For M P Global Financial Ltd. and Joe Feng Deng

for Neo Material Technologies Inc.

For NorthWest Value Partners Inc.

for Oversea Chinese Fund Limited Partnership, Weizhen Tang and Associates Inc., Weizhen Tang Corp. and Weizhen Tang

for Pala Investments Holdings Limited and its wholly-owned subsidiary 0833824 B.C. Ltd.

for Paul Iannicca

for Peter George Lee

for Peter Kefalas

For Research in Motion Limited and James Estill

For Rex Diamond Mining Corporation, Serge Muller, and Benoit Holemans

for Robert Waxman

For Ronald Crowe and Vernon Smith

for Staff of the Commission

for Staff of the Mutual Fund Dealers Association of Canada

for Staff of the Ontario Securities Commission

For Staff of the Ontario Securities Commission

for Teck Cominco Limited

for the Independent Financial Brokers of Canada

For the Investment Dealers Association

for the Ontario Securities Commission

For the Ontario Securities Commission

For the Staff of the Commission

For the Toronto Stock Exchange

for Xstrata plc and Xstrata Canada Inc.

For Zephyr Alternative Power

Legal Counsel

On behalf of himself

On behalf of Robert Griffiths

On behalf of Staff of the Commission

On behalf of Staff of the Ontario Securities Commission

on behalf of Wells Fargo

Representing himself

Secretary to the Commission

Self-represented

Staff of the Commission

Decision types